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FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND
FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 43 Institutional holders with a total value of $92,748,882.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,967,222 25,939,000 27.97%
2 WELLS FARGO & COMPANY/MN 1,240,672 16,359,000 17.64%
3 ROYAL BANK OF CANADA 1,177,790 15,530,000 16.74%
4 BANK OF AMERICA CORP /DE/ 546,378 7,204,000 7.77%
5 UBS Group AG 542,888 7,158,000 7.72%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 205,269 2,707,000 2.92%
7 LPL Financial LLC 180,146 2,387,000 2.57%
8 BB&T SECURITIES, LLC 17,489 2,305,000 2.49%
9 RAYMOND JAMES & ASSOCIATES 139,455 1,839,000 1.98%
10 HighTower Advisors, LLC 127,544 1,682,000 1.81%
11 Janney Montgomery Scott LLC 126,275 1,665,000 1.80%
12 AMERICAN INTERNATIONAL GROUP, INC. 115,380 1,521,332 1.64%
13 ENVESTNET ASSET MANAGEMENT INC 72,178 952,000 1.03%
14 Koshinski Asset Management, Inc. 44,950 593,000 0.64%
15 Cetera Advisors LLC 40,600 538,000 0.58%
16 Virtu KCG Holdings LLC 37,765 498,000 0.54%
17 Cambridge Investment Research Advisors, Inc. 36,848 486,000 0.52%
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 30,081 408,000 0.44%
19 Robert W. Baird & Co. Inc 29,786 393,000 0.42%
20 Commonwealth Equity Services, Inc 22,679 299,000 0.32%
21 AMERIPRISE FINANCIAL INC 20,347 268,000 0.29%
22 Private Advisor Group, LLC 15,491 204,000 0.22%
23 PNC FINANCIAL SERVICES GROUP, INC. 13,971 184,000 0.20%
24 JANE STREET GROUP, LLC 13,252 175,000 0.19%
25 M&T BANK CORP 13,096 173,000 0.19%
26 Sigma Planning Corp 13,125 173,000 0.19%
27 Stratos Wealth Partners, LTD. 12,851 169,000 0.18%
28 LAZARD ASSET MANAGEMENT LLC 12,300 162,000 0.17%
29 LINCOLN NATIONAL CORP 11,250 148,000 0.16%
30 STEPHENS INC /AR/ 10,425 137,000 0.15%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,278 135,000 0.15%
32 SYNOVUS FINANCIAL CORP 10,000 132,000 0.14%
33 MSI Financial Services Inc 6,540 86,000 0.09%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 3,407 45,000 0.05%
35 MANAGED ACCOUNT ADVISORS LLC 1,485 20,000 0.02%
36 VALLEY NATIONAL ADVISERS INC 1,480 20,000 0.02%
37 BANK OF MONTREAL /CAN/ 1,280 17,000 0.02%
38 WFG Advisors, LP 1,000 13,000 0.01%
39 Winslow, Evans & Crocker, Inc. 800 10,550 0.01%
40 CITIGROUP INC 660 9,000 0.01%
41 REILLY FINANCIAL ADVISORS, LLC 361 5,000 0.01%
42 NEXT Financial Group, Inc 0 0 0.00%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.