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FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND
FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 49 Institutional holders with a total value of $103,121,165.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,127,172 27,313,000 26.49%
2 WELLS FARGO & COMPANY/MN 1,376,331 17,672,000 17.14%
3 ROYAL BANK OF CANADA 1,324,626 17,008,000 16.49%
4 UBS Group AG 627,104 8,052,000 7.81%
5 BANK OF AMERICA CORP /DE/ 597,293 7,669,000 7.44%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 382,135 4,907,000 4.76%
7 LPL Financial LLC 226,863 2,870,000 2.78%
8 Janney Montgomery Scott LLC 144,865 1,860,072 1.80%
9 HighTower Advisors, LLC 140,517 1,804,000 1.75%
10 AMERICAN INTERNATIONAL GROUP, INC. 132,830 1,705,537 1.65%
11 BAIRD FINANCIAL GROUP, INC. 88,295 1,134,000 1.10%
12 RAYMOND JAMES & ASSOCIATES 84,379 1,083,000 1.05%
13 SG Americas Securities, LLC 77,723 998,000 0.97%
14 ENVESTNET ASSET MANAGEMENT INC 77,327 993,000 0.96%
15 CITY NATIONAL BANK 65,900 846,000 0.82%
16 Raymond James Financial Services Advisors, Inc. 56,191 721,000 0.70%
17 CITADEL ADVISORS LLC 49,672 638,000 0.62%
18 Koshinski Asset Management, Inc. 45,663 586,000 0.57%
19 Cetera Advisors LLC 42,949 549,000 0.53%
20 Cambridge Investment Research Advisors, Inc. 39,742 510,000 0.49%
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 35,704 458,000 0.44%
22 JANE STREET GROUP, LLC 28,937 372,000 0.36%
23 IFC Holdings Incorporated/FL 24,127 318,000 0.31%
24 Commonwealth Equity Services, Inc 23,236 298,000 0.29%
25 AMERIPRISE FINANCIAL INC 19,134 246,000 0.24%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,819 216,000 0.21%
27 Jaffetilchin Investment Partners, LLC 15,021 193,000 0.19%
28 PNC FINANCIAL SERVICES GROUP, INC. 14,663 188,000 0.18%
29 BB&T SECURITIES, LLC 14,393 184,000 0.18%
30 Sigma Planning Corp 13,148 169,000 0.16%
31 M&T BANK CORP 13,184 169,000 0.16%
32 Stratos Wealth Partners, LTD. 12,851 165,000 0.16%
33 LAZARD ASSET MANAGEMENT LLC 12,300 157,000 0.15%
34 HL FINANCIAL SERVICES LLC 12,130 156,000 0.15%
35 LINCOLN NATIONAL CORP 11,250 149,000 0.14%
36 M Holdings Securities, Inc. 11,620 149,000 0.14%
37 STEPHENS INC /AR/ 10,425 134,000 0.13%
38 Private Advisor Group, LLC 10,365 133,000 0.13%
39 SYNOVUS FINANCIAL CORP 10,000 128,000 0.12%
40 MSI Financial Services Inc 6,011 77,000 0.07%
41 MANAGED ACCOUNT ADVISORS LLC 3,244 42,000 0.04%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 2,510 32,000 0.03%
43 CITIGROUP INC 1,460 19,000 0.02%
44 BANK OF MONTREAL /CAN/ 1,280 16,000 0.02%
45 WFG Advisors, LP 1,000 13,000 0.01%
46 Winslow, Evans & Crocker, Inc. 900 11,556 0.01%
47 Regal Investment Advisors LLC 450 5,000 0.00%
48 REILLY FINANCIAL ADVISORS, LLC 361 5,000 0.00%
49 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.