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FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND
FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 40 Institutional holders with a total value of $63,982,517.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,465,360 17,829,000 27.87%
2 ROYAL BANK OF CANADA 677,448 8,242,000 12.88%
3 BANK OF AMERICA CORP /DE/ 577,628 7,028,000 10.98%
4 UBS Group AG 491,249 5,977,000 9.34%
5 WELLS FARGO & COMPANY/MN 389,427 4,738,000 7.41%
6 SG Americas Securities, LLC 278,802 3,392,000 5.30%
7 LPL Financial LLC 282,163 3,358,000 5.25%
8 HighTower Advisors, LLC 191,705 2,324,000 3.63%
9 Raymond James Financial Services Advisors, Inc. 148,672 1,809,000 2.83%
10 SNS Financial Group, LLC 116,076 1,412,000 2.21%
11 BAIRD FINANCIAL GROUP, INC. 82,717 1,006,000 1.57%
12 RAYMOND JAMES & ASSOCIATES 69,478 845,000 1.32%
13 ENVESTNET ASSET MANAGEMENT INC 55,308 673,000 1.05%
14 Koshinski Asset Management, Inc. 47,041 572,000 0.89%
15 Cambridge Investment Research Advisors, Inc. 44,669 543,000 0.85%
16 Cetera Advisors LLC 34,807 424,000 0.66%
17 AMERIPRISE FINANCIAL INC 32,951 401,000 0.63%
18 IFP ADVISORS, INC 29,636 361,000 0.56%
19 Commonwealth Equity Services, Inc 23,083 281,000 0.44%
20 JPMORGAN CHASE & CO 22,844 278,000 0.43%
21 IFC Holdings Incorporated/FL 22,246 267,000 0.42%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,721 252,000 0.39%
23 Cetera Advisor Networks LLC 19,840 242,000 0.38%
24 HL FINANCIAL SERVICES LLC 18,130 221,000 0.35%
25 Jaffetilchin Investment Partners, LLC 18,105 220,000 0.34%
26 PNC FINANCIAL SERVICES GROUP, INC. 15,005 183,000 0.29%
27 M Holdings Securities, Inc. 12,572 153,000 0.24%
28 LAZARD ASSET MANAGEMENT LLC 12,300 149,000 0.23%
29 AMERICAN INTERNATIONAL GROUP, INC. 12,144 148,000 0.23%
30 MSI Financial Services Inc 11,572 141,000 0.22%
31 LINCOLN NATIONAL CORP 11,250 137,000 0.21%
32 STEPHENS INC /AR/ 10,425 127,000 0.20%
33 SYNOVUS FINANCIAL CORP 10,000 122,000 0.19%
34 WFG Advisors, LP 2,802 34,000 0.05%
35 Advisory Services Network, LLC 2,496 30,000 0.05%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 2,000 24,000 0.04%
37 CITIGROUP INC 1,510 18,000 0.03%
38 EDMOND DE ROTHSCHILD HOLDING S.A. 1,050 13,000 0.02%
39 Winslow, Evans & Crocker, Inc. 700 8,517 0.01%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.