Dark
Light
System
Security
FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND
FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 46 Institutional holders with a total value of $67,823,526.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,525,817 18,585,000 27.40%
2 ROYAL BANK OF CANADA 632,437 7,702,000 11.36%
3 WELLS FARGO & COMPANY/MN 563,415 6,862,000 10.12%
4 UBS Group AG 402,004 4,896,000 7.22%
5 BANK OF AMERICA CORP /DE/ 352,770 4,297,000 6.34%
6 LPL Financial LLC 339,392 4,052,000 5.97%
7 SG Americas Securities, LLC 278,802 3,396,000 5.01%
8 HighTower Advisors, LLC 184,673 2,239,000 3.30%
9 Janney Montgomery Scott LLC 144,279 1,757,000 2.59%
10 SNS Financial Group, LLC 111,618 1,360,000 2.01%
11 RAYMOND JAMES & ASSOCIATES 85,305 1,039,000 1.53%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 82,177 1,001,000 1.48%
13 Raymond James Financial Services Advisors, Inc. 82,132 1,000,000 1.47%
14 Virtu KCG Holdings LLC 76,735 935,000 1.38%
15 BAIRD FINANCIAL GROUP, INC. 75,868 924,000 1.36%
16 JANE STREET GROUP, LLC 66,090 805,000 1.19%
17 ENVESTNET ASSET MANAGEMENT INC 55,189 672,000 0.99%
18 Cambridge Investment Research Advisors, Inc. 51,086 622,000 0.92%
19 CITADEL ADVISORS LLC 50,218 612,000 0.90%
20 Koshinski Asset Management, Inc. 46,302 564,000 0.83%
21 Cetera Advisors LLC 37,057 450,000 0.66%
22 IFC Holdings Incorporated/FL 29,377 358,000 0.53%
23 IFP ADVISORS, INC 28,294 345,000 0.51%
24 Commonwealth Equity Services, Inc 27,056 330,000 0.49%
25 OLD MISSION CAPITAL LLC 26,116 318,000 0.47%
26 JPMORGAN CHASE & CO 22,495 274,000 0.40%
27 Cetera Advisor Networks LLC 20,840 254,000 0.37%
28 AMERIPRISE FINANCIAL INC 19,498 237,000 0.35%
29 HL FINANCIAL SERVICES LLC 18,930 231,000 0.34%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,260 210,000 0.31%
31 M Holdings Securities, Inc. 15,411 188,000 0.28%
32 PNC FINANCIAL SERVICES GROUP, INC. 14,614 178,000 0.26%
33 CETERA INVESTMENT ADVISERS 13,953 168,000 0.25%
34 MSI Financial Services Inc 13,262 162,000 0.24%
35 LAZARD ASSET MANAGEMENT LLC 12,300 149,000 0.22%
36 AMERICAN INTERNATIONAL GROUP, INC. 11,394 139,000 0.20%
37 LINCOLN NATIONAL CORP 11,250 130,000 0.19%
38 STEPHENS INC /AR/ 10,425 127,000 0.19%
39 SYNOVUS FINANCIAL CORP 10,000 122,000 0.18%
40 WFG Advisors, LP 2,902 35,000 0.05%
41 AUSDAL FINANCIAL PARTNERS, INC. 2,600 32,000 0.05%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 2,000 24,000 0.04%
43 CITIGROUP INC 1,460 18,000 0.03%
44 BANK OF MONTREAL /CAN/ 1,280 16,000 0.02%
45 Winslow, Evans & Crocker, Inc. 700 8,526 0.01%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.