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FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND
FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 44 Institutional holders with a total value of $72,066,530.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,754,288 20,824,000 28.90%
2 UBS Group AG 1,234,246 14,651,000 20.33%
3 BANK OF AMERICA CORP /DE/ 716,975 8,510,000 11.81%
4 Orion Porfolio Solutions, LLC 460,681 5,468,000 7.59%
5 WELLS FARGO & COMPANY/MN 361,484 4,291,000 5.95%
6 HighTower Advisors, LLC 216,471 2,561,000 3.55%
7 LPL Financial LLC 178,996 2,141,000 2.97%
8 SNS Financial Group, LLC 154,295 1,831,000 2.54%
9 Janney Montgomery Scott LLC 121,510 1,442,000 2.00%
10 ADVISOR GROUP, INC. 110,392 1,310,000 1.82%
11 ROYAL BANK OF CANADA 88,336 1,048,000 1.45%
12 RAYMOND JAMES & ASSOCIATES 65,609 779,000 1.08%
13 STEPHENS INC /AR/ 57,712 685,000 0.95%
14 Koshinski Asset Management, Inc. 47,701 566,000 0.79%
15 JPMORGAN CHASE & CO 44,243 525,000 0.73%
16 Cambridge Investment Research Advisors, Inc. 41,950 498,000 0.69%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 38,946 462,000 0.64%
18 GUGGENHEIM CAPITAL LLC 37,681 447,000 0.62%
19 AMERIPRISE FINANCIAL INC 37,212 441,000 0.61%
20 WAYNE HUMMER INVESTMENTS L.L.C. 34,598 411,000 0.57%
21 Virtu KCG Holdings LLC 31,834 378,000 0.52%
22 Cetera Advisors LLC 29,807 355,000 0.49%
23 Commonwealth Equity Services, Inc 28,793 342,000 0.47%
24 STIFEL FINANCIAL CORP 21,292 252,000 0.35%
25 Raymond James Financial Services Advisors, Inc. 20,019 238,000 0.33%
26 First Horizon Advisors, Inc. 20,314 235,000 0.33%
27 PNC FINANCIAL SERVICES GROUP, INC. 15,358 182,000 0.25%
28 ENVESTNET ASSET MANAGEMENT INC 14,701 174,000 0.24%
29 Cetera Advisor Networks LLC 13,525 161,000 0.22%
30 INTELLECTUS PARTNERS, LLC 12,429 148,000 0.21%
31 LAZARD ASSET MANAGEMENT LLC 12,300 146,000 0.20%
32 Private Advisor Group, LLC 11,901 143,000 0.20%
33 AlphaMark Advisors, LLC 11,590 138,000 0.19%
34 MSI Financial Services Inc 6,119 73,000 0.10%
35 WFG Advisors, LP 5,700 68,000 0.09%
36 IFP ADVISORS, INC 5,663 67,000 0.09%
37 FLOW TRADERS U.S. LLC 2,466 29,000 0.04%
38 EDMOND DE ROTHSCHILD HOLDING S.A. 2,100 25,000 0.03%
39 CITIGROUP INC 600 7,000 0.01%
40 Winslow, Evans & Crocker, Inc. 550 6,530 0.01%
41 ENTERPRISE FINANCIAL SERVICES CORP 395 5,000 0.01%
42 Tower Research Capital LLC (TRC) 190 2,000 0.00%
43 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 139 1,000 0.00%
44 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.