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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 57 Institutional holders with a total value of $142,653,552.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 664,797 31,989,000 22.42%
2 BANK OF AMERICA CORP /DE/ 365,018 17,565,000 12.31%
3 COMERICA BANK 364,245 17,527,000 12.29%
4 LPL Financial LLC 241,874 11,639,000 8.16%
5 WELLS FARGO & COMPANY/MN 227,228 10,935,000 7.67%
6 UBS AG 205,551 9,891,000 6.93%
7 BB&T SECURITIES, LLC 13,512 6,501,000 4.56%
8 AMERIPRISE FINANCIAL INC 81,457 3,878,000 2.72%
9 Good Harbor Financial, LLC 61,440 2,956,000 2.07%
10 AMERICAN INTERNATIONAL GROUP, INC. 56,969 2,741,348 1.92%
11 CIBC WORLD MARKET INC. 50,626 2,436,000 1.71%
12 VSR Financial Services, Inc. 49,716 2,392,000 1.68%
13 Orion Porfolio Solutions, LLC 48,000 2,310,000 1.62%
14 RAYMOND JAMES & ASSOCIATES 44,707 2,151,000 1.51%
15 Commonwealth Equity Services, Inc 42,145 2,028,000 1.42%
16 Private Advisor Group, LLC 28,694 1,381,000 0.97%
17 Concert Wealth Management Inc. 23,956 1,099,000 0.77%
18 ROYAL BANK OF CANADA 22,289 1,072,000 0.75%
19 Cambridge Investment Research Advisors, Inc. 21,965 1,057,000 0.74%
20 NTV ASSET MANAGEMENT LLC 20,801 1,000,000 0.70%
21 Ancora Advisors LLC 20,492 986,000 0.69%
22 Janney Montgomery Scott LLC 18,018 867,026 0.61%
23 JPMORGAN CHASE & CO 13,576 653,000 0.46%
24 Virtu Financial LLC 12,885 620,000 0.43%
25 Cetera Advisors LLC 12,055 585,000 0.41%
26 Investors Capital Advisory Services 12,034 579,000 0.41%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,414 549,000 0.38%
28 GOLDMAN SACHS GROUP INC 10,929 526,000 0.37%
29 B. Riley Wealth Advisors, Inc. 20,547 512,760 0.36%
30 SMITH HAYES Advisers, Inc 9,942 478,000 0.34%
31 CREDIT SUISSE AG/ 9,402 452,000 0.32%
32 Placemark Investments, Inc. 8,106 390,000 0.27%
33 MSI Financial Services Inc 7,414 357,000 0.25%
34 WILMINGTON TRUST CO 6,500 313,000 0.22%
35 OPPENHEIMER & CO INC 5,785 278,000 0.19%
36 ENVESTNET ASSET MANAGEMENT INC 5,232 252,000 0.18%
37 Winslow, Evans & Crocker, Inc. 4,917 236,606 0.17%
38 DEUTSCHE BANK AG\ 4,828 231,000 0.16%
39 CITIGROUP INC 4,443 214,000 0.15%
40 WFG Advisors, LP 4,259 205,000 0.14%
41 First Allied Advisory Services, Inc. 4,135 201,000 0.14%
42 NEW ENGLAND SECURITIES CORP /MA/ 4,124 198,000 0.14%
43 D.A. DAVIDSON & CO. 2,370 114,000 0.08%
44 Elite Wealth Management, Inc. 1,300 63,000 0.04%
45 People's United Financial, Inc. 1,250 60,000 0.04%
46 Creative Planning 736 35,000 0.02%
47 PITTENGER & ANDERSON INC 675 32,000 0.02%
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 505 24,000 0.02%
49 NEXT Financial Group, Inc 425 20,000 0.01%
50 OPTIMUM INVESTMENT ADVISORS 400 19,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.