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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 80 Institutional holders with a total value of $169,432,387.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 708,708 35,804,000 21.13%
2 LPL Financial LLC 300,031 15,224,000 8.99%
3 BANK OF AMERICA CORP /DE/ 285,520 14,425,000 8.51%
4 WELLS FARGO & COMPANY/MN 254,723 12,869,000 7.60%
5 UBS Group AG 228,344 11,536,000 6.81%
6 ADVISOR GROUP, INC. 98,044 4,950,000 2.92%
7 GOLDMAN SACHS GROUP INC 95,643 4,832,000 2.85%
8 ROYAL BANK OF CANADA 93,216 4,709,000 2.78%
9 Commonwealth Equity Services, Inc 92,272 4,662,000 2.75%
10 RAYMOND JAMES & ASSOCIATES 82,911 4,189,000 2.47%
11 JANE STREET GROUP, LLC 76,443 3,862,000 2.28%
12 Cambridge Investment Research Advisors, Inc. 74,598 3,769,000 2.22%
13 Raymond James Financial Services Advisors, Inc. 74,161 3,747,000 2.21%
14 Janney Montgomery Scott LLC 61,825 3,144,000 1.86%
15 AMERIPRISE FINANCIAL INC 62,283 3,142,000 1.85%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 60,029 3,033,000 1.79%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 51,325 2,593,000 1.53%
18 Orion Porfolio Solutions, LLC 48,000 2,425,000 1.43%
19 SSI INVESTMENT MANAGEMENT LLC 47,595 2,408,000 1.42%
20 ADVANTAGE INVESTMENT MANAGEMENT, LLC 47,499 2,400,000 1.42%
21 Tower Research Capital LLC (TRC) 40,780 2,060,000 1.22%
22 REZNY WEALTH MANAGEMENT, INC. 40,392 2,021,000 1.19%
23 CITADEL ADVISORS LLC 34,409 1,738,000 1.03%
24 MSI Financial Services Inc 32,662 1,650,000 0.97%
25 Chicago Partners Investment Group LLC 27,635 1,396,000 0.82%
26 Ancora Advisors LLC 17,447 881,000 0.52%
27 Cetera Advisors LLC 16,228 819,000 0.48%
28 Timber Hill LLC 16,121 814,000 0.48%
29 NTV ASSET MANAGEMENT LLC 15,507 783,000 0.46%
30 CITIGROUP INC 15,088 762,000 0.45%
31 ENVESTNET ASSET MANAGEMENT INC 14,950 755,000 0.45%
32 Virtu Financial LLC 14,208 718,000 0.42%
33 STIFEL FINANCIAL CORP 13,960 706,000 0.42%
34 B. Riley Wealth Advisors, Inc. 12,345 624,000 0.37%
35 Virtu KCG Holdings LLC 11,813 597,000 0.35%
36 JPMORGAN CHASE & CO 11,388 575,000 0.34%
37 Private Advisor Group, LLC 10,552 535,000 0.32%
38 First Heartland Consultants, Inc. 10,253 518,000 0.31%
39 OPPENHEIMER & CO INC 10,014 506,000 0.30%
40 IFP ADVISORS, INC 9,169 463,000 0.27%
41 SignalPoint Asset Management, LLC 9,077 459,000 0.27%
42 SNOWDEN CAPITAL ADVISORS LLC 8,463 427,568 0.25%
43 WEDBUSH SECURITIES INC 7,751 392,000 0.23%
44 CETERA INVESTMENT ADVISERS 7,426 374,000 0.22%
45 BAIRD FINANCIAL GROUP, INC. 6,894 362,000 0.21%
46 Stratos Wealth Partners, LTD. 6,859 347,000 0.20%
47 Frontier Wealth Management LLC 6,695 338,000 0.20%
48 First Allied Advisory Services, Inc. 6,536 331,000 0.20%
49 D.A. DAVIDSON & CO. 6,350 320,000 0.19%
50 HighTower Advisors, LLC 6,143 312,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.