| 1 |
SIT INVESTMENT ASSOCIATES INC |
2,996,716 |
32,664,000 |
33.07% |
|
|
| 2 |
Saba Capital Management, L.P. |
1,312,813 |
14,310,000 |
14.49% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
774,336 |
8,440,000 |
8.54% |
|
|
| 4 |
Invesco Ltd. |
716,486 |
7,810,000 |
7.91% |
|
|
| 5 |
1607 Capital Partners, LLC |
392,677 |
4,280,000 |
4.33% |
|
|
| 6 |
Advisors Asset Management, Inc. |
343,439 |
3,743,000 |
3.79% |
|
|
| 7 |
RELATIVE VALUE PARTNERS GROUP, LLC |
270,979 |
2,954,000 |
2.99% |
|
|
| 8 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
259,660 |
2,830,000 |
2.86% |
|
|
| 9 |
Koshinski Asset Management, Inc. |
241,926 |
2,818,000 |
2.85% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
161,805 |
1,764,000 |
1.79% |
|
|
| 11 |
AQR ARBITRAGE LLC |
151,289 |
1,649,000 |
1.67% |
|
|
| 12 |
Karpus Management, Inc. |
150,550 |
1,641,000 |
1.66% |
|
|
| 13 |
Ancora Advisors LLC |
133,500 |
1,455,000 |
1.47% |
|
|
| 14 |
COHEN & STEERS, INC. |
113,265 |
1,235,000 |
1.25% |
|
|
| 15 |
WOLVERINE ASSET MANAGEMENT LLC |
99,442 |
1,083,000 |
1.10% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
88,365 |
963,000 |
0.97% |
|
|
| 17 |
CITIGROUP INC |
82,993 |
905,000 |
0.92% |
|
|
| 18 |
MORGAN STANLEY |
74,632 |
814,000 |
0.82% |
|
|
| 19 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
65,270 |
711,000 |
0.72% |
|
|
| 20 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
64,820 |
707,000 |
0.72% |
|
|
| 21 |
Greenwich Wealth Management LLC |
59,634 |
650,000 |
0.66% |
|
|
| 22 |
D.A. DAVIDSON & CO. |
46,984 |
512,000 |
0.52% |
|
|
| 23 |
Raymond James Financial Services Advisors, Inc. |
45,732 |
498,000 |
0.50% |
|
|
| 24 |
Commonwealth Equity Services, Inc |
42,663 |
465,000 |
0.47% |
|
|
| 25 |
LPL Financial LLC |
42,296 |
461,000 |
0.47% |
|
|
| 26 |
Capital Investment Advisors, LLC |
37,924 |
413,000 |
0.42% |
|
|
| 27 |
WELLS FARGO & COMPANY/MN |
31,714 |
346,000 |
0.35% |
|
|
| 28 |
DOLIVER ADVISORS, LP |
24,957 |
272,000 |
0.28% |
|
|
| 29 |
ROYAL BANK OF CANADA |
23,101 |
252,000 |
0.26% |
|
|
| 30 |
UBS Group AG |
21,884 |
239,000 |
0.24% |
|
|
| 31 |
Investors Capital Advisory Services |
21,250 |
231,000 |
0.23% |
|
|
| 32 |
First Allied Advisory Services, Inc. |
19,471 |
210,000 |
0.21% |
|
|
| 33 |
Cambridge Investment Research Advisors, Inc. |
19,026 |
207,000 |
0.21% |
|
|
| 34 |
OPPENHEIMER & CO INC |
15,400 |
168,000 |
0.17% |
|
|
| 35 |
BAIRD FINANCIAL GROUP, INC. |
14,482 |
158,000 |
0.16% |
|
|
| 36 |
STIFEL FINANCIAL CORP |
13,485 |
147,000 |
0.15% |
|
|
| 37 |
AMERICAN INTERNATIONAL GROUP, INC. |
12,880 |
140,000 |
0.14% |
|
|
| 38 |
TWO SIGMA SECURITIES, LLC |
11,544 |
126,000 |
0.13% |
|
|
| 39 |
GUGGENHEIM CAPITAL LLC |
10,430 |
114,000 |
0.12% |
|
|
| 40 |
HighTower Advisors, LLC |
10,000 |
109,000 |
0.11% |
|
|
| 41 |
Independence Trust CO |
10,001 |
109,000 |
0.11% |
|
|
| 42 |
BLACKROCK ADVISORS LLC |
5,978 |
65,000 |
0.07% |
|
|
| 43 |
Creative Planning |
4,518 |
49,000 |
0.05% |
|
|
| 44 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,433 |
38,000 |
0.04% |
|
|
| 45 |
DELTA ASSET MANAGEMENT LLC/TN |
900 |
10,000 |
0.01% |
|
|
| 46 |
Highlander Capital Management, LLC |
800 |
8,000 |
0.01% |
|
|
| 47 |
NEXT Financial Group, Inc |
420 |
4,000 |
0.00% |
|
|
| 48 |
FIFTH THIRD BANCORP |
333 |
4,000 |
0.00% |
|
|
