| 1 |
SIT INVESTMENT ASSOCIATES INC |
2,492,867 |
29,042,000 |
28.99% |
|
|
| 2 |
Saba Capital Management, L.P. |
1,140,936 |
13,292,000 |
13.27% |
|
|
| 3 |
Invesco Ltd. |
780,137 |
9,089,000 |
9.07% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
770,741 |
8,979,000 |
8.96% |
|
|
| 5 |
Advisors Asset Management, Inc. |
525,744 |
6,125,000 |
6.11% |
|
|
| 6 |
1607 Capital Partners, LLC |
308,506 |
3,594,000 |
3.59% |
|
|
| 7 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
255,298 |
2,974,000 |
2.97% |
|
|
| 8 |
Koshinski Asset Management, Inc. |
254,381 |
2,964,000 |
2.96% |
|
|
| 9 |
AQR ARBITRAGE LLC |
155,921 |
1,816,000 |
1.81% |
|
|
| 10 |
Karpus Management, Inc. |
153,700 |
1,791,000 |
1.79% |
|
|
| 11 |
MORGAN STANLEY |
146,574 |
1,707,000 |
1.70% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
143,497 |
1,672,000 |
1.67% |
|
|
| 13 |
RELATIVE VALUE PARTNERS GROUP, LLC |
143,356 |
1,670,000 |
1.67% |
|
|
| 14 |
Ancora Advisors LLC |
133,500 |
1,555,000 |
1.55% |
|
|
| 15 |
WOLVERINE ASSET MANAGEMENT LLC |
126,882 |
1,478,000 |
1.48% |
|
|
| 16 |
COHEN & STEERS, INC. |
113,265 |
1,320,000 |
1.32% |
|
|
| 17 |
CITIGROUP INC |
82,993 |
967,000 |
0.97% |
|
|
| 18 |
NWAM LLC |
75,000 |
871,000 |
0.87% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
69,808 |
813,000 |
0.81% |
|
|
| 20 |
Commonwealth Equity Services, Inc |
64,379 |
750,000 |
0.75% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
63,271 |
737,000 |
0.74% |
|
|
| 22 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
60,241 |
702,000 |
0.70% |
|
|
| 23 |
Greenwich Wealth Management LLC |
59,634 |
695,000 |
0.69% |
|
|
| 24 |
D.A. DAVIDSON & CO. |
46,961 |
547,000 |
0.55% |
|
|
| 25 |
UBS Group AG |
38,341 |
446,000 |
0.45% |
|
|
| 26 |
Capital Investment Advisors, LLC |
38,324 |
446,000 |
0.45% |
|
|
| 27 |
WELLS FARGO & COMPANY/MN |
36,849 |
429,000 |
0.43% |
|
|
| 28 |
Ionic Capital Management LLC |
32,507 |
379,000 |
0.38% |
|
|
| 29 |
LPL Financial LLC |
28,543 |
337,000 |
0.34% |
|
|
| 30 |
DOLIVER ADVISORS, LP |
28,388 |
331,000 |
0.33% |
|
|
| 31 |
Investors Capital Advisory Services |
21,525 |
250,000 |
0.25% |
|
|
| 32 |
PANAGORA ASSET MANAGEMENT INC |
21,344 |
249,000 |
0.25% |
|
|
| 33 |
ROYAL BANK OF CANADA |
21,387 |
249,000 |
0.25% |
|
|
| 34 |
First Allied Advisory Services, Inc. |
19,472 |
228,000 |
0.23% |
|
|
| 35 |
Cambridge Investment Research Advisors, Inc. |
19,162 |
223,000 |
0.22% |
|
|
| 36 |
OPPENHEIMER & CO INC |
17,800 |
208,000 |
0.21% |
|
|
| 37 |
BAIRD FINANCIAL GROUP, INC. |
14,157 |
165,000 |
0.16% |
|
|
| 38 |
STIFEL FINANCIAL CORP |
14,068 |
164,000 |
0.16% |
|
|
| 39 |
AMERICAN INTERNATIONAL GROUP, INC. |
13,880 |
161,702 |
0.16% |
|
|
| 40 |
GOLDMAN SACHS GROUP INC |
13,516 |
157,000 |
0.16% |
|
|
| 41 |
Independence Trust CO |
13,082 |
152,000 |
0.15% |
|
|
| 42 |
Genesis Wealth Advisors, LLC |
12,000 |
139,800 |
0.14% |
|
|
| 43 |
HighTower Advisors, LLC |
10,000 |
117,000 |
0.12% |
|
|
| 44 |
BLACKROCK ADVISORS LLC |
8,400 |
98,000 |
0.10% |
|
|
| 45 |
PNC FINANCIAL SERVICES GROUP, INC. |
6,766 |
79,000 |
0.08% |
|
|
| 46 |
DELTA ASSET MANAGEMENT LLC/TN |
900 |
10,000 |
0.01% |
|
|
| 47 |
Highlander Capital Management, LLC |
800 |
9,000 |
0.01% |
|
|
| 48 |
NEXT Financial Group, Inc |
420 |
4,000 |
0.00% |
|
|
| 49 |
FIFTH THIRD BANCORP |
333 |
4,000 |
0.00% |
|
|
| 50 |
Tower Research Capital LLC (TRC) |
52 |
1,000 |
0.00% |
|
|
