| 1 |
Saba Capital Management, L.P. |
3,985,886 |
45,200,000 |
35.60% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
2,817,077 |
31,946,000 |
25.16% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
872,167 |
9,890,000 |
7.79% |
|
|
| 4 |
1607 Capital Partners, LLC |
653,379 |
7,409,000 |
5.83% |
|
|
| 5 |
Invesco Ltd. |
476,896 |
5,408,000 |
4.26% |
|
|
| 6 |
Koshinski Asset Management, Inc. |
239,910 |
2,721,000 |
2.14% |
|
|
| 7 |
ICON ADVISERS INC/CO |
171,475 |
1,945,000 |
1.53% |
|
|
| 8 |
Raymond James Financial Services Advisors, Inc. |
167,096 |
1,895,000 |
1.49% |
|
|
| 9 |
MORGAN STANLEY |
150,632 |
1,709,000 |
1.35% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
141,273 |
1,602,000 |
1.26% |
|
|
| 11 |
COHEN & STEERS, INC. |
117,424 |
1,332,000 |
1.05% |
|
|
| 12 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
105,097 |
1,192,000 |
0.94% |
|
|
| 13 |
AQR ARBITRAGE LLC |
104,475 |
1,185,000 |
0.93% |
|
|
| 14 |
Ancora Advisors LLC |
101,500 |
1,151,000 |
0.91% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
100,134 |
1,136,000 |
0.89% |
|
|
| 16 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
98,933 |
1,122,000 |
0.88% |
|
|
| 17 |
RELATIVE VALUE PARTNERS GROUP, LLC |
100,760 |
1,080,000 |
0.85% |
|
|
| 18 |
Advisors Asset Management, Inc. |
95,106 |
1,079,000 |
0.85% |
|
|
| 19 |
NWAM LLC |
92,400 |
1,048,000 |
0.83% |
|
|
| 20 |
LPL Financial LLC |
81,071 |
906,000 |
0.71% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
49,350 |
560,000 |
0.44% |
|
|
| 22 |
Greenwich Wealth Management LLC |
48,865 |
554,000 |
0.44% |
|
|
| 23 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
45,688 |
518,000 |
0.41% |
|
|
| 24 |
Commonwealth Equity Services, Inc |
40,851 |
463,000 |
0.36% |
|
|
| 25 |
D.A. DAVIDSON & CO. |
35,360 |
400,000 |
0.32% |
|
|
| 26 |
Capital Investment Advisors, LLC |
33,824 |
384,000 |
0.30% |
|
|
| 27 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
25,892 |
294,000 |
0.23% |
|
|
| 28 |
IFP ADVISORS, INC |
25,480 |
289,000 |
0.23% |
|
|
| 29 |
Cambridge Investment Research Advisors, Inc. |
25,239 |
286,000 |
0.23% |
|
|
| 30 |
State of New Jersey Common Pension Fund D |
25,000 |
284,000 |
0.22% |
|
|
| 31 |
ROYAL BANK OF CANADA |
23,976 |
272,000 |
0.21% |
|
|
| 32 |
First Allied Advisory Services, Inc. |
17,575 |
200,000 |
0.16% |
|
|
| 33 |
MSI Financial Services Inc |
16,225 |
184,000 |
0.14% |
|
|
| 34 |
Investors Capital Advisory Services |
15,939 |
180,000 |
0.14% |
|
|
| 35 |
OPPENHEIMER & CO INC |
14,400 |
163,000 |
0.13% |
|
|
| 36 |
STIFEL FINANCIAL CORP |
13,485 |
153,000 |
0.12% |
|
|
| 37 |
UBS Group AG |
13,047 |
148,000 |
0.12% |
|
|
| 38 |
GUGGENHEIM CAPITAL LLC |
11,448 |
130,000 |
0.10% |
|
|
| 39 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
10,675 |
121,000 |
0.10% |
|
|
| 40 |
Concert Wealth Management Inc. |
10,154 |
114,000 |
0.09% |
|
|
| 41 |
HighTower Advisors, LLC |
10,000 |
113,000 |
0.09% |
|
|
| 42 |
AMERICAN INTERNATIONAL GROUP, INC. |
7,080 |
80,000 |
0.06% |
|
|
| 43 |
FIFTH THIRD BANCORP |
3,187 |
36,000 |
0.03% |
|
|
| 44 |
BLACKROCK ADVISORS LLC |
2,550 |
29,000 |
0.02% |
|
|
| 45 |
Creative Planning |
2,491 |
28,000 |
0.02% |
|
|
| 46 |
GENEOS WEALTH MANAGEMENT INC. |
1,928 |
21,000 |
0.02% |
|
|
| 47 |
DELTA ASSET MANAGEMENT LLC/TN |
900 |
10,000 |
0.01% |
|
|
| 48 |
Allworth Financial LP |
450 |
5,000 |
0.00% |
|
PRN |
| 49 |
PENSERRA CAPITAL MANAGEMENT LLC |
285 |
3,000 |
0.00% |
|
|
| 50 |
PNC FINANCIAL SERVICES GROUP, INC. |
83 |
1,000 |
0.00% |
|
|
