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FRANKLIN LTD DURATION INCOME
FRANKLIN LTD DURATION INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 48 Institutional holders with a total value of $148,508,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Saba Capital Management, L.P. 4,032,571 48,552,000 32.69%
2 SIT INVESTMENT ASSOCIATES INC 3,138,511 37,788,000 25.45%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,172,474 14,117,000 9.51%
4 1607 Capital Partners, LLC 598,458 7,205,000 4.85%
5 ICON ADVISERS INC/CO 512,733 6,173,000 4.16%
6 RELATIVE VALUE PARTNERS GROUP, LLC 492,212 5,926,000 3.99%
7 WELLS FARGO & COMPANY/MN 434,303 5,229,000 3.52%
8 Laurion Capital Management LP 312,685 3,765,000 2.54%
9 Invesco Ltd. 298,073 3,589,000 2.42%
10 RAYMOND JAMES & ASSOCIATES 152,451 1,836,000 1.24%
11 MORGAN STANLEY 142,441 1,715,000 1.15%
12 COHEN & STEERS, INC. 114,252 1,376,000 0.93%
13 BANK OF AMERICA CORP /DE/ 106,039 1,277,000 0.86%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 96,172 1,157,000 0.78%
15 NWAM LLC 92,400 1,112,000 0.75%
16 Ancora Advisors LLC 85,000 1,023,000 0.69%
17 Greenwich Wealth Management LLC 46,295 557,000 0.38%
18 CORNERSTONE WEALTH MANAGEMENT, LLC 45,436 548,000 0.37%
19 LPL Financial LLC 38,822 468,000 0.32%
20 D.A. DAVIDSON & CO. 33,830 407,000 0.27%
21 CLOUGH CAPITAL PARTNERS L P 32,900 396,000 0.27%
22 Commonwealth Equity Services, Inc 32,696 394,000 0.27%
23 Capital Investment Advisors, LLC 26,660 321,000 0.22%
24 MSI Financial Services Inc 25,727 310,000 0.21%
25 IFP ADVISORS, INC 25,080 302,000 0.20%
26 DOLIVER ADVISORS, LP 24,790 299,000 0.20%
27 Cambridge Investment Research Advisors, Inc. 22,108 266,000 0.18%
28 Raymond James Financial Services Advisors, Inc. 20,624 248,000 0.17%
29 First Allied Advisory Services, Inc. 20,329 245,000 0.16%
30 ROYAL BANK OF CANADA 18,642 224,000 0.15%
31 STRATEGIC INVESTMENT MANAGEMENT, LLC 17,000 204,000 0.14%
32 Bulldog Investors, LLP 16,860 203,000 0.14%
33 UBS Group AG 16,098 194,000 0.13%
34 STIFEL FINANCIAL CORP 14,455 174,000 0.12%
35 OPPENHEIMER & CO INC 14,400 173,000 0.12%
36 Fiera Capital Corp 11,200 135,000 0.09%
37 ADVISOR GROUP, INC. 11,080 133,000 0.09%
38 TWIN FOCUS CAPITAL PARTNERS, LLC 11,000 132,000 0.09%
39 HighTower Advisors, LLC 10,633 128,000 0.09%
40 BANK OF MONTREAL /CAN/ 9,033 106,000 0.07%
41 FIFTH THIRD BANCORP 3,202 39,000 0.03%
42 Creative Planning 2,591 31,000 0.02%
43 GENEOS WEALTH MANAGEMENT INC. 1,429 17,000 0.01%
44 Allworth Financial LP 450 5,000 0.00% PRN
45 NEXT Financial Group, Inc 300 4,000 0.00%
46 BRONFMAN E.L. ROTHSCHILD, L.P. 339 4,000 0.00%
47 PNC FINANCIAL SERVICES GROUP, INC. 83 1,000 0.00%
48 ACROSPIRE INVESTMENT MANAGEMENT LLC 12 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.