| 1 |
SIT INVESTMENT ASSOCIATES INC |
2,780,524 |
29,807,000 |
26.99% |
|
|
| 2 |
Saba Capital Management, L.P. |
2,426,544 |
26,013,000 |
23.55% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
774,336 |
8,301,000 |
7.52% |
|
|
| 4 |
Invesco Ltd. |
649,284 |
6,960,000 |
6.30% |
|
|
| 5 |
1607 Capital Partners, LLC |
509,289 |
5,460,000 |
4.94% |
|
|
| 6 |
Advisors Asset Management, Inc. |
270,176 |
2,896,000 |
2.62% |
|
|
| 7 |
RELATIVE VALUE PARTNERS GROUP, LLC |
235,496 |
2,525,000 |
2.29% |
|
|
| 8 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
227,369 |
2,437,000 |
2.21% |
|
|
| 9 |
Koshinski Asset Management, Inc. |
224,638 |
2,408,000 |
2.18% |
|
|
| 10 |
MORGAN STANLEY |
175,659 |
1,884,000 |
1.71% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
161,636 |
1,733,000 |
1.57% |
|
|
| 12 |
CITIGROUP INC |
154,591 |
1,658,000 |
1.50% |
|
|
| 13 |
AQR ARBITRAGE LLC |
151,195 |
1,621,000 |
1.47% |
|
|
| 14 |
Karpus Management, Inc. |
146,500 |
1,570,000 |
1.42% |
|
|
| 15 |
Ancora Advisors LLC |
126,500 |
1,356,000 |
1.23% |
|
|
| 16 |
COHEN & STEERS, INC. |
112,124 |
1,202,000 |
1.09% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
103,878 |
1,114,000 |
1.01% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
100,254 |
1,074,000 |
0.97% |
|
|
| 19 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
87,189 |
935,000 |
0.85% |
|
|
| 20 |
LPL Financial LLC |
83,192 |
901,000 |
0.82% |
|
|
| 21 |
WOLVERINE ASSET MANAGEMENT LLC |
82,325 |
882,000 |
0.80% |
|
|
| 22 |
NWAM LLC |
76,500 |
820,000 |
0.74% |
|
|
| 23 |
Curi Capital, LLC |
71,721 |
769,000 |
0.70% |
|
|
| 24 |
Greenwich Wealth Management LLC |
51,459 |
552,000 |
0.50% |
|
|
| 25 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
44,511 |
477,000 |
0.43% |
|
|
| 26 |
Commonwealth Equity Services, Inc |
41,026 |
440,000 |
0.40% |
|
|
| 27 |
D.A. DAVIDSON & CO. |
37,160 |
398,000 |
0.36% |
|
|
| 28 |
Capital Investment Advisors, LLC |
36,849 |
395,000 |
0.36% |
|
|
| 29 |
SG Americas Securities, LLC |
32,098 |
344,000 |
0.31% |
|
|
| 30 |
IFP ADVISORS, INC |
28,635 |
307,000 |
0.28% |
|
|
| 31 |
Raymond James Financial Services Advisors, Inc. |
26,037 |
279,000 |
0.25% |
|
|
| 32 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
24,574 |
263,000 |
0.24% |
|
|
| 33 |
ROYAL BANK OF CANADA |
24,338 |
261,000 |
0.24% |
|
|
| 34 |
UBS Group AG |
22,256 |
239,000 |
0.22% |
|
|
| 35 |
First Allied Advisory Services, Inc. |
18,241 |
195,000 |
0.18% |
|
|
| 36 |
Weiss Asset Management LP |
18,115 |
194,000 |
0.18% |
|
|
| 37 |
Cambridge Investment Research Advisors, Inc. |
18,108 |
194,000 |
0.18% |
|
|
| 38 |
WELLS FARGO & COMPANY/MN |
18,049 |
194,000 |
0.18% |
|
|
| 39 |
Investors Capital Advisory Services |
15,939 |
170,000 |
0.15% |
|
|
| 40 |
MSI Financial Services Inc |
15,725 |
169,000 |
0.15% |
|
|
| 41 |
BAIRD FINANCIAL GROUP, INC. |
14,552 |
156,000 |
0.14% |
|
|
| 42 |
OPPENHEIMER & CO INC |
14,400 |
154,000 |
0.14% |
|
|
| 43 |
STIFEL FINANCIAL CORP |
13,485 |
145,000 |
0.13% |
|
|
| 44 |
AMERICAN INTERNATIONAL GROUP, INC. |
12,880 |
138,000 |
0.12% |
|
|
| 45 |
GUGGENHEIM CAPITAL LLC |
11,448 |
123,000 |
0.11% |
|
|
| 46 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
10,600 |
114,000 |
0.10% |
|
|
| 47 |
HighTower Advisors, LLC |
10,000 |
107,000 |
0.10% |
|
|
| 48 |
Creative Planning |
4,518 |
48,000 |
0.04% |
|
|
| 49 |
BLACKROCK ADVISORS LLC |
2,550 |
27,000 |
0.02% |
|
|
| 50 |
DELTA ASSET MANAGEMENT LLC/TN |
900 |
10,000 |
0.01% |
|
|
