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FRANKLIN LTD DURATION IN
FRANKLIN LTD DURATION IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 54 Institutional holders with a total value of $106,327,971.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 86 1,000 0.00%
2 FIFTH THIRD BANCORP 333 4,000 0.00%
3 FARMERS & MERCHANTS INVESTMENTS INC 600 7,000 0.01%
4 Highlander Capital Management, LLC 800 10,000 0.01%
5 NEXT Financial Group, Inc 920 11,000 0.01%
6 DELTA ASSET MANAGEMENT LLC/TN 900 11,000 0.01%
7 PANAGORA ASSET MANAGEMENT INC 1,854 23,000 0.02%
8 PNC FINANCIAL SERVICES GROUP, INC. 3,433 42,000 0.04%
9 Creative Planning 4,518 55,000 0.05%
10 HighTower Advisors, LLC 10,000 122,000 0.11%
11 AMERICAN INTERNATIONAL GROUP, INC. 11,830 143,971 0.14%
12 Yorktown Management & Research Co Inc 13,000 158,000 0.15%
13 Robert W. Baird & Co. Inc 14,353 175,000 0.16%
14 GEODE CAPITAL MANAGEMENT, LLC 18,291 222,000 0.21% PRN
15 OPPENHEIMER & CO INC 18,800 229,000 0.22%
16 ROYAL BANK OF CANADA 20,494 250,000 0.24%
17 First Allied Advisory Services, Inc. 20,972 256,000 0.24%
18 Investors Capital Advisory Services 21,525 261,000 0.25%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 24,273 295,000 0.28%
20 LPL Financial LLC 26,061 319,000 0.30%
21 WELLS FARGO & COMPANY/MN 27,111 330,000 0.31%
22 Cambridge Investment Research Advisors, Inc. 27,286 332,000 0.31%
23 Capital Investment Advisors, LLC 25,000 477,000 0.45%
24 ENVESTNET ASSET MANAGEMENT INC 42,197 514,000 0.48%
25 UNITED CAPITAL FINANCIAL ADVISORS, LLC 42,716 526,000 0.49%
26 STIFEL FINANCIAL CORP 44,073 536,000 0.50%
27 DOLIVER ADVISORS, LP 44,427 541,000 0.51%
28 D.A. DAVIDSON & CO. 52,140 634,000 0.60%
29 BANK OF AMERICA CORP /DE/ 55,337 673,000 0.63%
30 UBS Group AG 55,596 677,000 0.64%
31 Greenwich Wealth Management LLC 57,884 704,000 0.66%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 61,796 752,000 0.71%
33 1607 Capital Partners, LLC 67,300 819,000 0.77%
34 Relative Value Partners, LLC 69,278 843,000 0.79%
35 NWAM LLC 74,750 910,000 0.86%
36 Commonwealth Equity Services, Inc 77,964 949,000 0.89%
37 CITIGROUP INC 82,993 1,010,000 0.95%
38 Raymond James Financial Services Advisors, Inc. 84,557 1,029,000 0.97%
39 COHEN & STEERS, INC. 114,977 1,399,000 1.32%
40 COHEN & STEERS CAPITAL MANAGEMENT INC 114,977 1,399,000 1.32%
41 Ancora Advisors LLC 0 1,552,000 1.46%
42 RAYMOND JAMES & ASSOCIATES 127,883 1,556,000 1.46%
43 AQR ARBITRAGE LLC 149,151 1,815,000 1.71%
44 Karpus Management, Inc. 155,900 1,897,000 1.78%
45 MORGAN STANLEY 161,762 1,969,000 1.85%
46 WOLVERINE ASSET MANAGEMENT LLC 166,364 2,024,000 1.90%
47 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 233,976 2,847,000 2.68%
48 Koshinski Asset Management, Inc. 248,994 3,030,000 2.85%
49 GUGGENHEIM CAPITAL LLC 266,564 3,244,000 3.05%
50 Advisors Asset Management, Inc. 666,296 8,109,000 7.63%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.