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FRANKLIN LTD DURATION INCOME
FRANKLIN LTD DURATION INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 50 Institutional holders with a total value of $100,186,502.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 52 1,000 0.00%
2 FIFTH THIRD BANCORP 333 4,000 0.00%
3 NEXT Financial Group, Inc 420 4,000 0.00%
4 Highlander Capital Management, LLC 800 9,000 0.01%
5 DELTA ASSET MANAGEMENT LLC/TN 900 10,000 0.01%
6 PNC FINANCIAL SERVICES GROUP, INC. 6,766 79,000 0.08%
7 BLACKROCK ADVISORS LLC 8,400 98,000 0.10%
8 HighTower Advisors, LLC 10,000 117,000 0.12%
9 Genesis Wealth Advisors, LLC 12,000 139,800 0.14%
10 Independence Trust CO 13,082 152,000 0.15%
11 GOLDMAN SACHS GROUP INC 13,516 157,000 0.16%
12 AMERICAN INTERNATIONAL GROUP, INC. 13,880 161,702 0.16%
13 STIFEL FINANCIAL CORP 14,068 164,000 0.16%
14 BAIRD FINANCIAL GROUP, INC. 14,157 165,000 0.16%
15 OPPENHEIMER & CO INC 17,800 208,000 0.21%
16 Cambridge Investment Research Advisors, Inc. 19,162 223,000 0.22%
17 First Allied Advisory Services, Inc. 19,472 228,000 0.23%
18 PANAGORA ASSET MANAGEMENT INC 21,344 249,000 0.25%
19 ROYAL BANK OF CANADA 21,387 249,000 0.25%
20 Investors Capital Advisory Services 21,525 250,000 0.25%
21 DOLIVER ADVISORS, LP 28,388 331,000 0.33%
22 LPL Financial LLC 28,543 337,000 0.34%
23 Ionic Capital Management LLC 32,507 379,000 0.38%
24 WELLS FARGO & COMPANY/MN 36,849 429,000 0.43%
25 Capital Investment Advisors, LLC 38,324 446,000 0.45%
26 UBS Group AG 38,341 446,000 0.45%
27 D.A. DAVIDSON & CO. 46,961 547,000 0.55%
28 Greenwich Wealth Management LLC 59,634 695,000 0.69%
29 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 60,241 702,000 0.70%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 63,271 737,000 0.74%
31 Commonwealth Equity Services, Inc 64,379 750,000 0.75%
32 BANK OF AMERICA CORP /DE/ 69,808 813,000 0.81%
33 NWAM LLC 75,000 871,000 0.87%
34 CITIGROUP INC 82,993 967,000 0.97%
35 COHEN & STEERS, INC. 113,265 1,320,000 1.32%
36 WOLVERINE ASSET MANAGEMENT LLC 126,882 1,478,000 1.48%
37 Ancora Advisors LLC 133,500 1,555,000 1.55%
38 RELATIVE VALUE PARTNERS GROUP, LLC 143,356 1,670,000 1.67%
39 RAYMOND JAMES & ASSOCIATES 143,497 1,672,000 1.67%
40 MORGAN STANLEY 146,574 1,707,000 1.70%
41 Karpus Management, Inc. 153,700 1,791,000 1.79%
42 AQR ARBITRAGE LLC 155,921 1,816,000 1.81%
43 Koshinski Asset Management, Inc. 254,381 2,964,000 2.96%
44 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 255,298 2,974,000 2.97%
45 1607 Capital Partners, LLC 308,506 3,594,000 3.59%
46 Advisors Asset Management, Inc. 525,744 6,125,000 6.11%
47 RIVERNORTH CAPITAL MANAGEMENT, LLC 770,741 8,979,000 8.96%
48 Invesco Ltd. 780,137 9,089,000 9.07%
49 Saba Capital Management, L.P. 1,140,936 13,292,000 13.27%
50 SIT INVESTMENT ASSOCIATES INC 2,492,867 29,042,000 28.99%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.