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FRANKLIN UNVL TR
FRANKLIN UNVL TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 34 Institutional holders with a total value of $21,419,470.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,053,424 7,930,000 37.02%
2 Advisors Asset Management, Inc. 217,858 1,638,000 7.65%
3 Shaker Financial Services, LLC 208,895 1,573,000 7.34%
4 Saba Capital Management, L.P. 206,705 1,554,000 7.26%
5 WELLS FARGO & COMPANY/MN 175,575 1,322,000 6.17%
6 ROYAL BANK OF CANADA 158,868 1,195,000 5.58%
7 CORNERSTONE ADVISORS INC 111,658 840,000 3.92%
8 STIFEL FINANCIAL CORP 109,257 822,000 3.84%
9 DOLIVER ADVISORS, LP 79,145 596,000 2.78%
10 MORGAN STANLEY 64,679 487,000 2.27%
11 Janney Montgomery Scott LLC 57,879 435,710 2.03%
12 UBS AG 56,253 423,000 1.97%
13 BANK OF AMERICA CORP /DE/ 51,622 389,000 1.82%
14 LPL Financial LLC 43,924 331,000 1.55%
15 Cetera Advisor Networks LLC 30,125 229,000 1.07%
16 AMERICAN INTERNATIONAL GROUP, INC. 22,052 166,007 0.78%
17 PNC FINANCIAL SERVICES GROUP, INC. 22,150 166,000 0.77%
18 US BANCORP \DE\ 21,600 163,000 0.76%
19 Cetera Advisors LLC 18,368 138,000 0.64%
20 Oxbow Advisors, LLC 17,900 135,000 0.63%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,700 133,000 0.62%
22 NEXT Financial Group, Inc 17,550 127,000 0.59%
23 TFS CAPITAL LLC 15,862 119,000 0.56%
24 CSS LLC/IL 13,909 105,000 0.49%
25 WOLVERINE ASSET MANAGEMENT LLC 12,235 92,000 0.43%
26 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 10,883 82,000 0.38%
27 WFG Advisors, LP 8,560 64,000 0.30%
28 FARMERS & MERCHANTS INVESTMENTS INC 8,225 62,000 0.29%
29 SYNOVUS FINANCIAL CORP 4,457 34,000 0.16%
30 Regal Investment Advisors LLC 2,500 19,000 0.09%
31 CITIGROUP INC 2,350 18,000 0.08%
32 NEW ENGLAND SECURITIES CORP /MA/ 2,127 16,000 0.07%
33 Partnervest Advisory Services LLC 1,229 9,000 0.04%
34 B. Riley Wealth Advisors, Inc. 897 6,753 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.