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FRANKLIN UNVL TR
FRANKLIN UNVL TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 36 Institutional holders with a total value of $22,438,649.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,257,476 8,928,000 39.79%
2 Advisors Asset Management, Inc. 349,461 2,481,000 11.06%
3 WELLS FARGO & COMPANY/MN 179,357 1,273,000 5.67%
4 Saba Capital Management, L.P. 167,584 1,190,000 5.30%
5 Koshinski Asset Management, Inc. 162,449 1,153,000 5.14%
6 Shaker Financial Services, LLC 158,494 1,125,000 5.01%
7 ROYAL BANK OF CANADA 156,953 1,114,000 4.96%
8 CORNERSTONE ADVISORS INC 113,658 807,000 3.60%
9 MORGAN STANLEY 69,249 492,000 2.19%
10 Janney Montgomery Scott LLC 59,204 420,350 1.87%
11 UBS Group AG 57,001 405,000 1.80%
12 LPL Financial LLC 54,724 389,000 1.73%
13 DOLIVER ADVISORS, LP 44,584 316,000 1.41%
14 Creative Planning 35,921 255,000 1.14%
15 Virtu KCG Holdings LLC 33,914 241,000 1.07%
16 Cetera Advisor Networks LLC 33,125 235,000 1.05%
17 PNC FINANCIAL SERVICES GROUP, INC. 26,150 186,000 0.83%
18 Cetera Advisors LLC 23,122 165,000 0.74%
19 AMERICAN INTERNATIONAL GROUP, INC. 21,852 155,149 0.69%
20 BANK OF AMERICA CORP /DE/ 21,721 154,000 0.69%
21 US BANCORP \DE\ 21,600 153,000 0.68%
22 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 21,336 151,000 0.67%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,000 149,000 0.66%
24 Oxbow Advisors, LLC 17,900 127,000 0.57%
25 CSS LLC/IL 13,909 99,000 0.44%
26 INSPIRION WEALTH ADVISORS, LLC 11,538 82,000 0.37%
27 Stratos Wealth Partners, LTD. 6,500 46,150 0.21%
28 FARMERS & MERCHANTS INVESTMENTS INC 5,000 36,000 0.16%
29 SYNOVUS FINANCIAL CORP 4,457 32,000 0.14%
30 NEW ENGLAND SECURITIES CORP /MA/ 2,127 15,000 0.07%
31 Ruggie Capital Group 2,000 14,000 0.06%
32 FineMark National Bank & Trust 1,900 13,000 0.06%
33 CITIGROUP INC 1,538 11,000 0.05%
34 NEXT Financial Group, Inc 1,600 11,000 0.05%
35 Pinnacle Summer Investments, Inc. 1,188 9,000 0.04%
36 B. Riley Wealth Advisors, Inc. 897 6,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.