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FRANKLIN UNVL TR
FRANKLIN UNVL TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 36 Institutional holders with a total value of $25,102,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,942,218 12,119,000 48.28%
2 Advisors Asset Management, Inc. 390,483 2,437,000 9.71%
3 Koshinski Asset Management, Inc. 357,341 2,230,000 8.88%
4 WELLS FARGO & COMPANY/MN 169,516 1,058,000 4.21%
5 STIFEL FINANCIAL CORP 134,050 836,000 3.33%
6 MORGAN STANLEY 126,005 786,000 3.13%
7 ROYAL BANK OF CANADA 119,683 747,000 2.98%
8 LPL Financial LLC 91,750 565,000 2.25%
9 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 83,157 519,000 2.07%
10 NEXT Financial Group, Inc 60,750 379,000 1.51%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,760 347,000 1.38%
12 Cetera Advisor Networks LLC 49,386 308,000 1.23%
13 GENEOS WEALTH MANAGEMENT INC. 41,000 257,000 1.02%
14 Shaker Financial Services, LLC 37,521 234,000 0.93%
15 Creative Planning 33,371 208,000 0.83%
16 First Allied Advisory Services, Inc. 32,911 206,000 0.82%
17 WEDBUSH SECURITIES INC 31,561 197,000 0.78%
18 CITIGROUP INC 29,958 187,000 0.74%
19 PNC FINANCIAL SERVICES GROUP, INC. 28,697 179,000 0.71%
20 AMERICAN INTERNATIONAL GROUP, INC. 28,227 176,000 0.70%
21 Raymond James Financial Services Advisors, Inc. 26,110 163,000 0.65%
22 UBS Group AG 25,354 158,000 0.63%
23 RAYMOND JAMES & ASSOCIATES 24,645 154,000 0.61%
24 Cetera Advisors LLC 23,741 147,000 0.59%
25 Janney Montgomery Scott LLC 20,029 125,000 0.50%
26 BANK OF AMERICA CORP /DE/ 17,067 106,000 0.42%
27 CSS LLC/IL 14,736 92,000 0.37%
28 TFS CAPITAL LLC 12,136 76,000 0.30%
29 SYNOVUS FINANCIAL CORP 7,606 47,000 0.19%
30 FIFTH THIRD BANCORP 2,393 15,000 0.06%
31 MSI Financial Services Inc 2,127 13,000 0.05%
32 FineMark National Bank & Trust 1,900 12,000 0.05%
33 IFP ADVISORS, INC 1,813 11,000 0.04%
34 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 1,000 6,000 0.02%
35 Tower Research Capital LLC (TRC) 331 2,000 0.01%
36 CITY HOLDING CO 8 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.