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FRANKLIN UNVL TR
FRANKLIN UNVL TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 40 Institutional holders with a total value of $20,573,306.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Pinnacle Summer Investments, Inc. 1,188 8,000 0.04%
2 Tower Research Capital LLC (TRC) 1,327 9,000 0.04%
3 NEXT Financial Group, Inc 1,600 10,000 0.05%
4 FineMark National Bank & Trust 1,900 12,000 0.06%
5 Ruggie Capital Group 2,000 13,000 0.06%
6 MSI Financial Services Inc 2,127 14,000 0.07%
7 D.A. DAVIDSON & CO. 2,898 18,000 0.09%
8 CITIGROUP INC 2,948 19,000 0.09%
9 PANAGORA ASSET MANAGEMENT INC 3,380 22,000 0.11%
10 SYNOVUS FINANCIAL CORP 4,457 29,000 0.14%
11 FARMERS & MERCHANTS INVESTMENTS INC 5,000 32,000 0.16%
12 Summit Financial Wealth Advisors, LLC 7,555 48,000 0.23%
13 Plante Moran Financial Advisors, LLC 10,800 70,000 0.34%
14 INSPIRION WEALTH ADVISORS, LLC 11,538 74,000 0.36%
15 STIFEL FINANCIAL CORP 13,465 87,000 0.42%
16 CSS LLC/IL 14,068 91,000 0.44%
17 AMERICAN INTERNATIONAL GROUP, INC. 17,685 114,069 0.55%
18 Oxbow Advisors, LLC 17,900 115,000 0.56%
19 WEDBUSH SECURITIES INC 18,942 122,000 0.59%
20 DOLIVER ADVISORS, LP 19,475 126,000 0.61%
21 CORNERSTONE ADVISORS INC 20,622 133,000 0.65%
22 US BANCORP \DE\ 21,600 139,000 0.68%
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 21,600 139,000 0.68%
24 BANK OF AMERICA CORP /DE/ 23,167 149,000 0.72%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,200 156,000 0.76%
26 Cetera Advisors LLC 27,805 180,000 0.87%
27 Creative Planning 36,457 235,000 1.14%
28 PNC FINANCIAL SERVICES GROUP, INC. 37,294 240,000 1.17%
29 Cetera Advisor Networks LLC 36,125 262,000 1.27%
30 Janney Montgomery Scott LLC 43,137 278,237 1.35%
31 Virtu KCG Holdings LLC 45,001 290,000 1.41%
32 LPL Financial LLC 47,563 309,000 1.50%
33 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 50,022 323,000 1.57%
34 UBS Group AG 58,387 377,000 1.83%
35 MORGAN STANLEY 77,804 502,000 2.44%
36 ROYAL BANK OF CANADA 158,153 1,020,000 4.96%
37 Koshinski Asset Management, Inc. 177,074 1,142,000 5.55%
38 WELLS FARGO & COMPANY/MN 180,086 1,161,000 5.64%
39 Advisors Asset Management, Inc. 554,979 3,580,000 17.40%
40 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,383,754 8,925,000 43.38%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.