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GABELLI CONV&INCOM SECS FD I
GABELLI CONV&INCOM SECS FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 20 Institutional holders with a total value of $15,531,413.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAMCO INVESTORS, INC. ET AL 1,171,195 7,367,000 47.43%
2 Windsor Capital Management, LLC 457,817 2,880,000 18.54%
3 MORGAN STANLEY 412,225 2,593,000 16.70%
4 Advisors Asset Management, Inc. 126,981 799,000 5.14%
5 LPL Financial LLC 67,888 427,000 2.75%
6 Del Mar Asset Management, LP 54,700 344,000 2.21%
7 US BANCORP \DE\ 45,462 286,000 1.84%
8 UBS AG 36,911 232,000 1.49%
9 BANK OF AMERICA CORP /DE/ 22,746 143,000 0.92%
10 Virtu KCG Holdings LLC 20,186 127,000 0.82%
11 DEUTSCHE BANK AG\ 12,700 79,000 0.51%
12 WEDBUSH SECURITIES INC 12,441 78,000 0.50%
13 AMERICAN INTERNATIONAL GROUP, INC. 10,955 68,907 0.44%
14 WELLS FARGO & COMPANY/MN 5,100 32,000 0.21%
15 B. Riley Wealth Advisors, Inc. 4,373 27,506 0.18%
16 ROYAL BANK OF CANADA 4,244 27,000 0.17%
17 CITIGROUP INC 2,056 13,000 0.08%
18 Creative Planning 1,000 6,000 0.04%
19 Tower Research Capital LLC (TRC) 289 2,000 0.01%
20 D.A. DAVIDSON & CO. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.