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GABELLI CONV&INCOM SECS FD I
GABELLI CONV&INCOM SECS FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 16 Institutional holders with a total value of $9,680,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAMCO INVESTORS, INC. ET AL 945,329 4,717,000 48.73%
2 MORGAN STANLEY 552,317 2,756,000 28.47%
3 Windsor Capital Management, LLC 303,758 1,515,000 15.65%
4 ADVISOR GROUP, INC. 40,147 201,000 2.08%
5 BANK OF AMERICA CORP /DE/ 37,830 189,000 1.95%
6 LPL Financial LLC 14,178 69,000 0.71%
7 US BANCORP \DE\ 12,439 62,000 0.64%
8 UBS Group AG 10,258 52,000 0.54%
9 IFP ADVISORS, INC 10,127 51,000 0.53%
10 WELLS FARGO & COMPANY/MN 4,355 22,000 0.23%
11 MOSAIC FAMILY WEALTH, LLC 4,500 22,000 0.23%
12 NEXT Financial Group, Inc 1,790 9,000 0.09%
13 GENEOS WEALTH MANAGEMENT INC. 1,100 5,000 0.05%
14 Creative Planning 1,000 5,000 0.05%
15 ROYAL BANK OF CANADA 802 4,000 0.04%
16 Gradient Investments LLC 121 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.