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GABELLI CONV&INCOM SECS FD I
GABELLI CONV&INCOM SECS FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 22 Institutional holders with a total value of $9,192,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAMCO INVESTORS, INC. ET AL 945,434 4,396,000 47.82%
2 MORGAN STANLEY 377,393 1,755,000 19.09%
3 Windsor Capital Management, LLC 316,142 1,470,000 15.99%
4 Shaker Financial Services, LLC 164,187 763,000 8.30%
5 BANK OF AMERICA CORP /DE/ 39,180 182,000 1.98%
6 ADVISOR GROUP, INC. 32,961 152,000 1.65%
7 CORNERSTONE ADVISORS INC 20,625 96,000 1.04%
8 DOLIVER ADVISORS, LP 13,293 62,000 0.67%
9 US BANCORP \DE\ 12,439 58,000 0.63%
10 LPL Financial LLC 12,178 57,000 0.62%
11 UBS Group AG 10,649 50,000 0.54%
12 IFP ADVISORS, INC 10,127 47,000 0.51%
13 DEUTSCHE BANK AG\ 7,300 33,000 0.36%
14 MOSAIC FAMILY WEALTH, LLC 4,500 21,000 0.23%
15 WELLS FARGO & COMPANY/MN 3,055 14,000 0.15%
16 WOLVERINE ASSET MANAGEMENT LLC 2,854 13,000 0.14%
17 NEXT Financial Group, Inc 1,790 8,000 0.09%
18 GENEOS WEALTH MANAGEMENT INC. 1,100 5,000 0.05%
19 Creative Planning 1,000 5,000 0.05%
20 ROYAL BANK OF CANADA 802 4,000 0.04%
21 Gradient Investments LLC 121 1,000 0.01%
22 Allworth Financial LP 57 0 0.00% PRN

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.