Dark
Light
System
Security
GABELLI CONV&INCOM SECS FD I
GABELLI CONV&INCOM SECS FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 27 Institutional holders with a total value of $10,412,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAMCO INVESTORS, INC. ET AL 1,145,435 5,269,000 50.61%
2 MORGAN STANLEY 396,802 1,825,000 17.53%
3 Windsor Capital Management, LLC 322,944 1,485,000 14.26%
4 Shaker Financial Services, LLC 102,655 472,000 4.53%
5 AMERICAN INTERNATIONAL GROUP, INC. 54,805 253,000 2.43%
6 CORNERSTONE ADVISORS INC 55,045 253,000 2.43%
7 WOLVERINE ASSET MANAGEMENT LLC 36,060 165,000 1.58%
8 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 29,767 137,000 1.32%
9 BANK OF AMERICA CORP /DE/ 26,680 123,000 1.18%
10 LPL Financial LLC 20,706 92,000 0.88%
11 GEODE CAPITAL MANAGEMENT, LLC 13,754 63,000 0.61% PRN
12 US BANCORP \DE\ 12,439 57,000 0.55%
13 Raymond James Financial Services Advisors, Inc. 10,400 48,000 0.46%
14 IFP ADVISORS, INC 10,127 47,000 0.45%
15 DEUTSCHE BANK AG\ 7,300 33,000 0.32%
16 UBS Group AG 4,349 20,000 0.19%
17 MOSAIC FAMILY WEALTH, LLC 4,500 20,000 0.19%
18 WELLS FARGO & COMPANY/MN 3,056 14,000 0.13%
19 SECURITY NATIONAL TRUST CO 2,300 11,000 0.11%
20 NEXT Financial Group, Inc 1,790 8,000 0.08%
21 GENEOS WEALTH MANAGEMENT INC. 1,100 5,000 0.05%
22 Creative Planning 1,000 5,000 0.05%
23 ROYAL BANK OF CANADA 802 4,000 0.04%
24 Tower Research Capital LLC (TRC) 423 2,000 0.02%
25 Gradient Investments LLC 121 1,000 0.01%
26 CITIGROUP INC 93 0 0.00%
27 BARCLAYS PLC 44 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.