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GABELLI CONV&INCOM SECS FD I
GABELLI CONV&INCOM SECS FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 18 Institutional holders with a total value of $11,654,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAMCO INVESTORS, INC. ET AL 1,167,085 5,672,000 48.67%
2 MORGAN STANLEY 513,269 2,494,000 21.40%
3 Windsor Capital Management, LLC 375,613 1,825,000 15.66%
4 Curi Capital, LLC 135,241 657,000 5.64%
5 US BANCORP \DE\ 43,815 213,000 1.83%
6 AMERICAN INTERNATIONAL GROUP, INC. 42,646 207,000 1.78%
7 WOLVERINE ASSET MANAGEMENT LLC 32,305 157,000 1.35%
8 BANK OF AMERICA CORP /DE/ 25,780 125,000 1.07%
9 LPL Financial LLC 23,347 116,000 1.00%
10 DEUTSCHE BANK AG\ 15,000 72,000 0.62%
11 WEDBUSH SECURITIES INC 10,548 51,000 0.44%
12 WELLS FARGO & COMPANY/MN 7,275 35,000 0.30%
13 ROYAL BANK OF CANADA 3,046 15,000 0.13%
14 NEXT Financial Group, Inc 1,790 8,000 0.07%
15 Creative Planning 1,000 5,000 0.04%
16 PNC FINANCIAL SERVICES GROUP, INC. 500 2,000 0.02%
17 CITIGROUP INC 16 0 0.00%
18 UBS Group AG 74 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.