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GABELLI CONV&INCOM SECS FD I
GABELLI CONV&INCOM SECS FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 17 Institutional holders with a total value of $14,359,830.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAMCO INVESTORS, INC. ET AL 1,167,085 7,003,000 48.77%
2 Windsor Capital Management, LLC 448,743 2,692,000 18.75%
3 MORGAN STANLEY 425,206 2,551,000 17.76%
4 Advisors Asset Management, Inc. 120,102 721,000 5.02%
5 LPL Financial LLC 70,988 423,000 2.95%
6 US BANCORP \DE\ 43,815 263,000 1.83%
7 UBS AG 41,788 251,000 1.75%
8 BANK OF AMERICA CORP /DE/ 25,246 151,000 1.05%
9 DEUTSCHE BANK AG\ 16,000 96,000 0.67%
10 WEDBUSH SECURITIES INC 12,529 75,000 0.52%
11 AMERICAN INTERNATIONAL GROUP, INC. 9,305 55,830 0.39%
12 WELLS FARGO & COMPANY/MN 5,900 35,000 0.24%
13 ROYAL BANK OF CANADA 4,244 25,000 0.17%
14 NEXT Financial Group, Inc 1,790 11,000 0.08%
15 Creative Planning 1,000 6,000 0.04%
16 BARCLAYS PLC 178 1,000 0.01%
17 D.A. DAVIDSON & CO. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.