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GABELLI CONV&INCOM SECS FD I
GABELLI CONV&INCOM SECS FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 20 Institutional holders with a total value of $14,079,823.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAMCO INVESTORS, INC. ET AL 1,167,085 7,096,000 50.40%
2 MORGAN STANLEY 440,524 2,678,000 19.02%
3 Windsor Capital Management, LLC 417,409 2,538,000 18.03%
4 Advisors Asset Management, Inc. 112,569 687,000 4.88%
5 US BANCORP \DE\ 43,815 266,000 1.89%
6 BANK OF AMERICA CORP /DE/ 25,846 157,000 1.12%
7 LPL Financial LLC 23,436 142,000 1.01%
8 Virtu KCG Holdings LLC 20,334 124,000 0.88%
9 AMERICAN INTERNATIONAL GROUP, INC. 16,753 101,859 0.72%
10 DEUTSCHE BANK AG\ 16,000 97,000 0.69%
11 WEDBUSH SECURITIES INC 12,640 77,000 0.55%
12 WELLS FARGO & COMPANY/MN 7,300 44,000 0.31%
13 ROYAL BANK OF CANADA 4,244 26,000 0.18%
14 B. Riley Wealth Advisors, Inc. 2,834 17,000 0.12%
15 NEXT Financial Group, Inc 1,790 11,000 0.08%
16 NATIONAL PLANNING CORP 1,322 7,964 0.06%
17 Creative Planning 1,000 6,000 0.04%
18 UBS Group AG 412 3,000 0.02%
19 REILLY FINANCIAL ADVISORS, LLC 200 1,000 0.01%
20 D.A. DAVIDSON & CO. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.