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GABELLI CONV&INCOM SECS FD I
GABELLI CONV&INCOM SECS FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 22 Institutional holders with a total value of $11,050,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 173 1,000 0.01%
2 UBS Group AG 718 3,000 0.03%
3 ROYAL BANK OF CANADA 802 4,000 0.04%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 865 4,000 0.04%
5 Creative Planning 1,000 5,000 0.05%
6 AUSDAL FINANCIAL PARTNERS, INC. 1,385 7,000 0.06%
7 CITIGROUP INC 1,654 8,000 0.07%
8 NEXT Financial Group, Inc 1,790 8,000 0.07%
9 IFP ADVISORS, INC 3,465 17,000 0.15%
10 WELLS FARGO & COMPANY/MN 4,076 19,000 0.17%
11 MOSAIC FAMILY WEALTH, LLC 4,500 21,000 0.19%
12 DEUTSCHE BANK AG\ 7,300 34,000 0.31%
13 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 11,766 56,000 0.51%
14 US BANCORP \DE\ 12,439 59,000 0.53%
15 BANK OF AMERICA CORP /DE/ 27,180 130,000 1.18%
16 LPL Financial LLC 27,696 132,000 1.19%
17 WOLVERINE ASSET MANAGEMENT LLC 46,456 222,000 2.01%
18 AMERICAN INTERNATIONAL GROUP, INC. 66,679 319,000 2.89%
19 Curi Capital, LLC 100,158 479,000 4.33%
20 Windsor Capital Management, LLC 343,707 1,642,000 14.86%
21 MORGAN STANLEY 504,032 2,409,000 21.80%
22 GAMCO INVESTORS, INC. ET AL 1,144,565 5,471,000 49.51%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.