| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DRW Securities, LLC | 497,609 | 7,613,000 | 21.84% | ||
| 2 | Advisors Asset Management, Inc. | 363,438 | 5,561,000 | 15.95% | ||
| 3 | Yorktown Management & Research Co Inc | 350,025 | 5,355,000 | 15.36% | ||
| 4 | UBS AG | 263,084 | 4,026,000 | 11.55% | ||
| 5 | BLAIR WILLIAM & CO/IL | 190,875 | 2,920,000 | 8.38% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 77,523 | 1,186,000 | 3.40% | ||
| 7 | ALLIANCEBERNSTEIN L.P. | 68,060 | 1,041,000 | 2.99% | ||
| 8 | BlackRock Group LTD | 67,696 | 1,036,000 | 2.97% | ||
| 9 | NORTHERN TRUST CORP | 48,234 | 738,000 | 2.12% | ||
| 10 | OPPENHEIMER & CO INC | 43,485 | 665,000 | 1.91% | ||
| 11 | Robert W. Baird & Co. Inc | 35,325 | 540,000 | 1.55% | ||
| 12 | DEUTSCHE BANK AG\ | 33,702 | 515,000 | 1.48% | ||
| 13 | B. Riley Wealth Management, Inc. | 31,310 | 479,000 | 1.37% | ||
| 14 | STEPHENS INC /AR/ | 28,266 | 432,000 | 1.24% | ||
| 15 | Paloma Partners Management Co | 25,864 | 396,000 | 1.14% | ||
| 16 | GOLDMAN SACHS GROUP INC | 22,062 | 338,000 | 0.97% | ||
| 17 | Janney Montgomery Scott LLC | 17,600 | 269,280 | 0.77% | ||
| 18 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 17,540 | 268,000 | 0.77% | ||
| 19 | MILLENNIUM MANAGEMENT LLC | 15,815 | 242,000 | 0.69% | ||
| 20 | CREDIT SUISSE AG/ | 15,449 | 236,000 | 0.68% | ||
| 21 | Allen Investment Management, LLC | 13,265 | 203,000 | 0.58% | ||
| 22 | LMR Partners LLP | 13,000 | 199,000 | 0.57% | ||
| 23 | STATE STREET CORP | 10,900 | 167,000 | 0.48% | ||
| 24 | MORGAN STANLEY | 8,878 | 136,000 | 0.39% | ||
| 25 | WELLS FARGO & COMPANY/MN | 8,821 | 135,000 | 0.39% | ||
| 26 | BARCLAYS PLC | 4,013 | 60,000 | 0.17% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,420 | 52,000 | 0.15% | ||
| 28 | CITIGROUP INC | 1,753 | 27,000 | 0.08% | ||
| 29 | Ground Swell Capital, LLC | 433 | 7,000 | 0.02% | ||
| 30 | ROYAL BANK OF CANADA | 391 | 6,000 | 0.02% | ||
| 31 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 204 | 3,000 | 0.01% | ||
| 32 | BNP PARIBAS FINANCIAL MARKETS | 175 | 2,678 | 0.01% | ||
| 33 | BANK OF MONTREAL /CAN/ | 150 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
