| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,293,784 | 19,277,000 | 30.57% | ||
| 2 | DRW Securities, LLC | 579,192 | 8,630,000 | 13.69% | ||
| 3 | Yorktown Management & Research Co Inc | 377,925 | 5,631,000 | 8.93% | ||
| 4 | ALLIANCEBERNSTEIN L.P. | 374,055 | 5,573,000 | 8.84% | ||
| 5 | UBS Group AG | 320,999 | 4,783,000 | 7.59% | ||
| 6 | DIALECTIC CAPITAL MANAGEMENT, LP | 253,184 | 3,772,000 | 5.98% | ||
| 7 | BLAIR WILLIAM & CO/IL | 180,750 | 2,693,000 | 4.27% | ||
| 8 | Muzinich & Co., Inc. | 145,329 | 2,165,000 | 3.43% | ||
| 9 | TWO SIGMA ADVISERS, LP | 74,600 | 1,112,000 | 1.76% | ||
| 10 | BlackRock Group LTD | 70,646 | 1,053,000 | 1.67% | ||
| 11 | Robert W. Baird & Co. Inc | 67,163 | 1,001,000 | 1.59% | ||
| 12 | GSA CAPITAL PARTNERS LLP | 64,702 | 964,000 | 1.53% | ||
| 13 | TWO SIGMA INVESTMENTS, LP | 63,373 | 944,000 | 1.50% | ||
| 14 | J.P. Morgan Private Wealth Advisors LLC | 51,708 | 770,000 | 1.22% | ||
| 15 | OPPENHEIMER & CO INC | 44,421 | 662,000 | 1.05% | ||
| 16 | MENTA CAPITAL LLC | 40,637 | 605,000 | 0.96% | ||
| 17 | B. Riley Wealth Management, Inc. | 27,845 | 414,000 | 0.66% | ||
| 18 | Janney Montgomery Scott LLC | 25,600 | 381,000 | 0.60% | ||
| 19 | Clear Harbor Asset Management, LLC | 21,392 | 319,000 | 0.51% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 21,000 | 313,000 | 0.50% | ||
| 21 | CITADEL ADVISORS LLC | 17,974 | 268,000 | 0.43% | ||
| 22 | D. E. Shaw & Co., Inc. | 15,152 | 226,000 | 0.36% | ||
| 23 | MORGAN STANLEY | 13,697 | 204,000 | 0.32% | ||
| 24 | STEPHENS INC /AR/ | 13,609 | 203,000 | 0.32% | ||
| 25 | CIBC WORLD MARKET INC. | 12,529 | 187,000 | 0.30% | ||
| 26 | Numeric Investors LLC | 11,900 | 177,000 | 0.28% | ||
| 27 | STATE STREET CORP | 10,900 | 163,000 | 0.26% | ||
| 28 | GOLDMAN SACHS GROUP INC | 10,126 | 151,000 | 0.24% | ||
| 29 | MILLENNIUM MANAGEMENT LLC | 10,000 | 149,000 | 0.24% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,689 | 100,000 | 0.16% | ||
| 31 | WELLS FARGO & COMPANY/MN | 4,801 | 72,000 | 0.11% | ||
| 32 | Creative Planning | 1,740 | 26,000 | 0.04% | ||
| 33 | PineBridge Investments, L.P. | 1,266 | 19,000 | 0.03% | ||
| 34 | Tower Research Capital LLC (TRC) | 1,077 | 16,000 | 0.03% | ||
| 35 | ROYAL BANK OF CANADA | 1,000 | 15,000 | 0.02% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 665 | 9,909 | 0.02% | ||
| 37 | CITIGROUP INC | 61 | 1,000 | 0.00% | ||
| 38 | GLOBEFLEX CAPITAL L P | 47 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
