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GARRISON CAP INC
GARRISON CAP INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 38 Institutional holders with a total value of $60,263,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,609,251 22,031,000 36.56%
2 DRW Securities, LLC 564,392 7,727,000 12.82%
3 ALLIANCEBERNSTEIN L.P. 420,872 5,762,000 9.56%
4 UBS Group AG 327,839 4,489,000 7.45%
5 Yorktown Management & Research Co Inc 300,000 4,107,000 6.82%
6 BLAIR WILLIAM & CO/IL 181,350 2,482,000 4.12%
7 Muzinich & Co., Inc. 170,258 2,285,000 3.79%
8 GSA CAPITAL PARTNERS LLP 95,825 1,312,000 2.18%
9 MCKINLEY CAPITAL MANAGEMENT LLC 83,328 1,141,000 1.89%
10 BlackRock Group LTD 77,925 1,067,000 1.77%
11 BAIRD FINANCIAL GROUP, INC. 72,925 998,000 1.66%
12 TWO SIGMA ADVISERS, LP 64,618 892,000 1.48%
13 J.P. Morgan Private Wealth Advisors LLC 51,708 708,000 1.17%
14 Janney Montgomery Scott LLC 47,600 652,000 1.08%
15 Hillsdale Investment Management Inc. 46,600 638,000 1.06%
16 MORGAN STANLEY 42,282 579,000 0.96%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 37,983 520,000 0.86%
18 TWO SIGMA INVESTMENTS, LP 36,808 504,000 0.84%
19 MILLENNIUM MANAGEMENT LLC 27,989 383,000 0.64%
20 B. Riley Wealth Management, Inc. 21,345 292,000 0.48%
21 OPPENHEIMER & CO INC 20,118 275,000 0.46%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,306 251,000 0.42%
23 Nine Chapters Capital Management LLC 17,000 233,000 0.39%
24 STEPHENS INC /AR/ 14,934 204,000 0.34%
25 D. E. Shaw & Co., Inc. 13,595 186,000 0.31%
26 STATE STREET CORP 10,900 149,000 0.25%
27 CITIGROUP INC 9,407 129,000 0.21%
28 BANK OF AMERICA CORP /DE/ 8,500 116,000 0.19%
29 WELLS FARGO & COMPANY/MN 3,701 50,000 0.08%
30 AMERICAN INTERNATIONAL GROUP, INC. 1,980 27,000 0.04%
31 Creative Planning 1,700 23,000 0.04%
32 PineBridge Investments, L.P. 1,295 18,000 0.03%
33 ROYAL BANK OF CANADA 1,000 14,000 0.02%
34 ADVANTAGE INVESTMENT MANAGEMENT, LLC 500 7,000 0.01%
35 Walleye Trading LLC 400 5,000 0.01%
36 Windsor Capital Management, LLC 400 5,000 0.01%
37 Tower Research Capital LLC (TRC) 100 1,000 0.00%
38 GLOBEFLEX CAPITAL L P 47 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.