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GARRISON CAP INC
GARRISON CAP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 29 Institutional holders with a total value of $45,609,014.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 748,139 10,826,000 23.74%
2 DRW Securities, LLC 546,530 7,908,000 17.34%
3 Yorktown Management & Research Co Inc 377,925 5,469,000 11.99%
4 ALLIANCEBERNSTEIN L.P. 344,374 4,983,000 10.93%
5 UBS AG 271,026 3,922,000 8.60%
6 BLAIR WILLIAM & CO/IL 199,225 2,882,000 6.32%
7 BANK OF AMERICA CORP /DE/ 77,083 1,115,000 2.44%
8 BlackRock Group LTD 76,794 1,111,000 2.44%
9 MENTA CAPITAL LLC 67,755 980,000 2.15%
10 J.P. Morgan Private Wealth Advisors LLC 51,708 748,000 1.64%
11 B. Riley Wealth Management, Inc. 47,745 690,000 1.51%
12 TWO SIGMA ADVISERS, LP 47,600 689,000 1.51%
13 TWO SIGMA INVESTMENTS, LP 41,152 595,000 1.30%
14 OPPENHEIMER & CO INC 37,505 543,000 1.19%
15 Robert W. Baird & Co. Inc 35,725 517,000 1.13% SH
16 Janney Montgomery Scott LLC 30,600 442,782 0.97%
17 STEPHENS INC /AR/ 26,124 378,000 0.83%
18 MILLENNIUM MANAGEMENT LLC 25,607 371,000 0.81%
19 Nine Chapters Capital Management LLC 24,200 350,000 0.77%
20 GOLDMAN SACHS GROUP INC 24,148 349,000 0.77%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,294 236,000 0.52%
22 MORGAN STANLEY 14,951 216,000 0.47%
23 STATE STREET CORP 10,900 158,000 0.35%
24 BARCLAYS PLC 3,888 54,000 0.12%
25 WELLS FARGO & COMPANY/MN 2,001 29,000 0.06%
26 Creative Planning 1,700 25,000 0.05%
27 Tower Research Capital LLC (TRC) 972 14,000 0.03%
28 Ground Swell Capital, LLC 552 8,000 0.02%
29 BNP PARIBAS FINANCIAL MARKETS 16 232 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.