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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 15 Institutional holders with a total value of $7,098,489.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 104,907 1,580,000 22.26%
2 Janney Montgomery Scott LLC 89,672 1,350,460 19.02%
3 Gradient Investments LLC 50,942 767,000 10.81%
4 BANK OF AMERICA CORP /DE/ 37,887 571,000 8.04%
5 FIRST NATIONAL BANK OF OMAHA 33,695 507,000 7.14%
6 Placemark Investments, Inc. 32,113 483,000 6.80%
7 LPL Financial LLC 31,722 478,000 6.73%
8 Cetera Advisor Networks LLC 27,847 422,000 5.94%
9 INVESTMENT CENTERS OF AMERICA INC 21,337 316,000 4.45%
10 Prospera Financial Services Inc 12,600 190,000 2.68%
11 AMERIPRISE FINANCIAL INC 10,302 155,000 2.18%
12 Commonwealth Equity Services, Inc 10,187 153,000 2.16%
13 AMERICAN INTERNATIONAL GROUP, INC. 4,318 65,029 0.92%
14 Vantage Investment Advisors, LLC 3,700 56,000 0.79%
15 CITIGROUP INC 308 5,000 0.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.