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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 31 Institutional holders with a total value of $79,604,316.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AVIANCE CAPITAL MANAGEMENT, LLC 3,453,404 48,796,000 61.30%
2 Janney Capital Management LLC 569,280 8,043,919 10.10%
3 ENVESTNET ASSET MANAGEMENT INC 402,553 5,688,000 7.15%
4 JANE STREET GROUP, LLC 280,543 3,964,000 4.98%
5 Gradient Investments LLC 197,968 2,797,000 3.51%
6 MORGAN STANLEY 181,548 2,565,000 3.22%
7 Freedom Investment Management, Inc. 111,909 1,581,000 1.99%
8 Janney Montgomery Scott LLC 104,856 1,481,615 1.86%
9 LPL Financial LLC 91,532 1,287,000 1.62%
10 GUGGENHEIM CAPITAL LLC 51,197 723,000 0.91%
11 INVESTMENT CENTERS OF AMERICA INC 31,140 442,000 0.56%
12 Cambridge Investment Research Advisors, Inc. 29,506 417,000 0.52%
13 Commonwealth Equity Services, Inc 21,118 298,000 0.37%
14 BANK OF AMERICA CORP /DE/ 18,099 256,000 0.32%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,963 254,000 0.32%
16 CITADEL ADVISORS LLC 12,668 179,000 0.22%
17 Virtu KCG Holdings LLC 12,274 173,000 0.22%
18 MSI Financial Services Inc 9,570 135,000 0.17%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,043 128,000 0.16%
20 Vantage Investment Advisors, LLC 6,020 85,000 0.11%
21 UBS Group AG 4,049 57,000 0.07%
22 AMERICAN INTERNATIONAL GROUP, INC. 3,428 48,438 0.06%
23 ROYAL BANK OF CANADA 3,303 47,000 0.06%
24 Genesis Wealth Advisors, LLC 2,926 41,344 0.05%
25 BANK OF MONTREAL /CAN/ 2,050 29,000 0.04%
26 Cordasco Financial Network 2,035 29,000 0.04%
27 JFS WEALTH ADVISORS, LLC 1,856 26,000 0.03%
28 Tower Research Capital LLC (TRC) 1,322 19,000 0.02%
29 PNC FINANCIAL SERVICES GROUP, INC. 500 7,000 0.01%
30 GUPTA WEALTH MANAGEMENT LLC 458 7,000 0.01%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.