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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 31 Institutional holders with a total value of $44,644,621.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Composition Wealth, LLC 1,347,221 19,589,000 43.88%
2 Bouchey Financial Group Ltd 440,851 6,410,000 14.36%
3 Freedom Investment Management, Inc. 178,655 2,598,000 5.82%
4 Gradient Investments LLC 158,262 2,301,000 5.15%
5 AVIANCE CAPITAL MANAGEMENT, LLC 131,929 1,918,000 4.30%
6 MORGAN STANLEY 124,406 1,809,000 4.05%
7 Janney Montgomery Scott LLC 117,239 1,704,655 3.82%
8 GOLDMAN SACHS GROUP INC 104,317 1,517,000 3.40%
9 Placemark Investments, Inc. 90,753 1,321,000 2.96%
10 Independent Portfolio Consultants, Inc. 88,545 1,287,000 2.88%
11 LPL Financial LLC 60,997 887,000 1.99%
12 JANE STREET GROUP, LLC 47,352 688,000 1.54%
13 BANK OF AMERICA CORP /DE/ 37,885 551,000 1.23%
14 INVESTMENT CENTERS OF AMERICA INC 28,634 417,000 0.93%
15 Cetera Advisor Networks LLC 28,784 414,000 0.93%
16 Cambridge Investment Research Advisors, Inc. 21,496 313,000 0.70%
17 Commonwealth Equity Services, Inc 20,349 296,000 0.66%
18 Prospera Financial Services Inc 13,500 196,000 0.44%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,033 102,000 0.23%
20 Vantage Investment Advisors, LLC 6,020 88,000 0.20%
21 AMERICAN INTERNATIONAL GROUP, INC. 4,123 59,948 0.13%
22 Genesis Wealth Advisors, LLC 3,192 47,018 0.11%
23 ROYAL BANK OF CANADA 2,503 36,000 0.08%
24 Cordasco Financial Network 2,035 30,000 0.07%
25 JFS WEALTH ADVISORS, LLC 1,856 27,000 0.06%
26 Westend Capital Management, LLC 1,400 20,000 0.04%
27 Tower Research Capital LLC (TRC) 600 9,000 0.02%
28 PNC FINANCIAL SERVICES GROUP, INC. 500 7,000 0.02%
29 Creative Planning 100 1,000 0.00%
30 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 40 1,000 0.00%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.