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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 32 Institutional holders with a total value of $95,845,981.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AVIANCE CAPITAL MANAGEMENT, LLC 2,826,742 41,468,000 43.27%
2 Composition Wealth, LLC 1,374,727 20,071,000 20.94%
3 Janney Capital Management LLC 578,334 8,484,153 8.85%
4 Bouchey Financial Group Ltd 460,690 6,758,000 7.05%
5 ENVESTNET ASSET MANAGEMENT INC 297,376 4,363,000 4.55%
6 Gradient Investments LLC 172,947 2,537,000 2.65%
7 Freedom Investment Management, Inc. 138,850 2,037,000 2.13%
8 Janney Montgomery Scott LLC 120,915 1,774,000 1.85%
9 JANE STREET GROUP, LLC 99,960 1,466,000 1.53%
10 MORGAN STANLEY 97,420 1,429,000 1.49%
11 Independent Portfolio Consultants, Inc. 93,917 1,378,000 1.44%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,032 923,000 0.96%
13 LPL Financial LLC 51,825 756,000 0.79%
14 INVESTMENT CENTERS OF AMERICA INC 29,734 436,000 0.45%
15 BANK OF AMERICA CORP /DE/ 25,834 379,000 0.40%
16 Cambridge Investment Research Advisors, Inc. 24,480 359,000 0.37%
17 Commonwealth Equity Services, Inc 22,025 323,000 0.34%
18 GUGGENHEIM CAPITAL LLC 14,540 213,000 0.22%
19 Vantage Investment Advisors, LLC 12,040 177,000 0.18%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,338 137,000 0.14%
21 MSI Financial Services Inc 6,770 99,000 0.10%
22 ROYAL BANK OF CANADA 3,854 56,000 0.06%
23 AMERICAN INTERNATIONAL GROUP, INC. 3,428 50,289 0.05%
24 Genesis Wealth Advisors, LLC 3,192 46,539 0.05%
25 BANK OF MONTREAL /CAN/ 2,050 30,000 0.03%
26 Cordasco Financial Network 2,035 30,000 0.03%
27 JFS WEALTH ADVISORS, LLC 1,856 27,000 0.03%
28 GUPTA WEALTH MANAGEMENT LLC 1,065 16,000 0.02%
29 Regal Investment Advisors LLC 1,056 15,000 0.02%
30 PNC FINANCIAL SERVICES GROUP, INC. 500 7,000 0.01%
31 Creative Planning 100 1,000 0.00%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.