Dark
Light
System
Security
GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 34 Institutional holders with a total value of $52,016,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AVIANCE CAPITAL MANAGEMENT, LLC 2,266,470 30,121,000 57.91%
2 Gradient Investments LLC 324,807 4,317,000 8.30%
3 LPL Financial LLC 230,829 3,008,000 5.78%
4 MORGAN STANLEY 187,477 2,491,000 4.79%
5 ROYAL BANK OF CANADA 178,005 2,366,000 4.55%
6 ENVESTNET ASSET MANAGEMENT INC 146,884 1,952,000 3.75%
7 JANE STREET GROUP, LLC 97,743 1,299,000 2.50%
8 Partnervest Advisory Services LLC 88,066 1,170,000 2.25%
9 Janney Montgomery Scott LLC 85,597 1,138,000 2.19%
10 Freedom Investment Management, Inc. 56,341 749,000 1.44%
11 GUGGENHEIM CAPITAL LLC 48,960 651,000 1.25%
12 INVESTMENT CENTERS OF AMERICA INC 35,367 470,000 0.90%
13 Cambridge Investment Research Advisors, Inc. 29,890 397,000 0.76%
14 MANDATUM LIFE INSURANCE CO LTD 27,531 365,000 0.70%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,578 353,000 0.68%
16 MSI Financial Services Inc 16,638 221,000 0.42%
17 Commonwealth Equity Services, Inc 13,103 174,000 0.33%
18 BANK OF AMERICA CORP /DE/ 12,997 173,000 0.33%
19 Raab & Moskowitz Asset Management LLC 11,966 159,000 0.31%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,981 106,000 0.20%
21 Vantage Investment Advisors, LLC 7,090 94,000 0.18%
22 IFP ADVISORS, INC 3,275 44,000 0.08%
23 AMERICAN INTERNATIONAL GROUP, INC. 2,814 38,000 0.07%
24 Creative Planning 2,600 35,000 0.07%
25 Advisory Services Network, LLC 2,437 32,000 0.06%
26 BALDWIN WEALTH PARTNERS LLC/MA 2,000 27,000 0.05%
27 JPMORGAN CHASE & CO 2,055 27,000 0.05%
28 BANK OF MONTREAL /CAN/ 1,350 18,000 0.03%
29 GENEOS WEALTH MANAGEMENT INC. 650 8,000 0.02%
30 PNC FINANCIAL SERVICES GROUP, INC. 500 7,000 0.01%
31 People's United Financial, Inc. 260 3,000 0.01%
32 GUPTA WEALTH MANAGEMENT LLC 248 3,000 0.01%
33 WELLS FARGO & COMPANY/MN 26 0 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.