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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 36 Institutional holders with a total value of $59,182,555.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AVIANCE CAPITAL MANAGEMENT, LLC 2,428,697 31,937,000 53.96%
2 Janney Capital Management LLC 559,747 7,361,000 12.44%
3 Gradient Investments LLC 293,597 3,861,000 6.52%
4 LPL Financial LLC 235,239 3,115,000 5.26%
5 MORGAN STANLEY 215,541 2,834,000 4.79%
6 ENVESTNET ASSET MANAGEMENT INC 161,181 2,120,000 3.58%
7 Janney Montgomery Scott LLC 91,671 1,205,000 2.04%
8 Partnervest Advisory Services LLC 85,523 1,125,000 1.90%
9 Freedom Investment Management, Inc. 75,381 991,000 1.67%
10 GUGGENHEIM CAPITAL LLC 53,559 704,000 1.19%
11 JANE STREET GROUP, LLC 46,434 611,000 1.03%
12 ROYAL BANK OF CANADA 34,853 459,000 0.78%
13 INVESTMENT CENTERS OF AMERICA INC 33,601 441,000 0.75%
14 Cambridge Investment Research Advisors, Inc. 30,906 406,000 0.69%
15 MANDATUM LIFE INSURANCE CO LTD 30,467 402,000 0.68%
16 TWO SIGMA SECURITIES, LLC 18,783 247,000 0.42%
17 Commonwealth Equity Services, Inc 13,103 172,000 0.29%
18 BANK OF AMERICA CORP /DE/ 10,907 143,000 0.24%
19 MSI Financial Services Inc 10,827 142,000 0.24%
20 FIRST NATIONAL BANK OF OMAHA 10,095 133,000 0.22%
21 AMERICAN INTERNATIONAL GROUP, INC. 8,662 114,000 0.19%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,981 105,000 0.18%
23 JPMORGAN CHASE & CO 6,711 88,000 0.15%
24 WEALTHPLAN PARTNERS, LLC 6,430 84,555 0.14%
25 Vantage Investment Advisors, LLC 6,020 79,000 0.13%
26 PNC FINANCIAL SERVICES GROUP, INC. 5,389 71,000 0.12%
27 IFP ADVISORS, INC 3,259 43,000 0.07%
28 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 3,106 41,000 0.07%
29 Creative Planning 2,600 34,000 0.06%
30 UBS Group AG 2,473 33,000 0.06%
31 Advisory Services Network, LLC 2,437 32,000 0.05%
32 Cordasco Financial Network 2,035 27,000 0.05%
33 BANK OF MONTREAL /CAN/ 1,350 18,000 0.03%
34 GUPTA WEALTH MANAGEMENT LLC 248 3,000 0.01%
35 WELLS FARGO & COMPANY/MN 112 1,000 0.00%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.