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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 31 Institutional holders with a total value of $79,604,316.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 GUPTA WEALTH MANAGEMENT LLC 458 7,000 0.01%
3 PNC FINANCIAL SERVICES GROUP, INC. 500 7,000 0.01%
4 Tower Research Capital LLC (TRC) 1,322 19,000 0.02%
5 JFS WEALTH ADVISORS, LLC 1,856 26,000 0.03%
6 BANK OF MONTREAL /CAN/ 2,050 29,000 0.04%
7 Cordasco Financial Network 2,035 29,000 0.04%
8 Genesis Wealth Advisors, LLC 2,926 41,344 0.05%
9 ROYAL BANK OF CANADA 3,303 47,000 0.06%
10 AMERICAN INTERNATIONAL GROUP, INC. 3,428 48,438 0.06%
11 UBS Group AG 4,049 57,000 0.07%
12 Vantage Investment Advisors, LLC 6,020 85,000 0.11%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,043 128,000 0.16%
14 MSI Financial Services Inc 9,570 135,000 0.17%
15 Virtu KCG Holdings LLC 12,274 173,000 0.22%
16 CITADEL ADVISORS LLC 12,668 179,000 0.22%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,963 254,000 0.32%
18 BANK OF AMERICA CORP /DE/ 18,099 256,000 0.32%
19 Commonwealth Equity Services, Inc 21,118 298,000 0.37%
20 Cambridge Investment Research Advisors, Inc. 29,506 417,000 0.52%
21 INVESTMENT CENTERS OF AMERICA INC 31,140 442,000 0.56%
22 GUGGENHEIM CAPITAL LLC 51,197 723,000 0.91%
23 LPL Financial LLC 91,532 1,287,000 1.62%
24 Janney Montgomery Scott LLC 104,856 1,481,615 1.86%
25 Freedom Investment Management, Inc. 111,909 1,581,000 1.99%
26 MORGAN STANLEY 181,548 2,565,000 3.22%
27 Gradient Investments LLC 197,968 2,797,000 3.51%
28 JANE STREET GROUP, LLC 280,543 3,964,000 4.98%
29 ENVESTNET ASSET MANAGEMENT INC 402,553 5,688,000 7.15%
30 Janney Capital Management LLC 569,280 8,043,919 10.10%
31 AVIANCE CAPITAL MANAGEMENT, LLC 3,453,404 48,796,000 61.30%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.