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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 34 Institutional holders with a total value of $52,016,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 26 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 GUPTA WEALTH MANAGEMENT LLC 248 3,000 0.01%
4 People's United Financial, Inc. 260 3,000 0.01%
5 PNC FINANCIAL SERVICES GROUP, INC. 500 7,000 0.01%
6 GENEOS WEALTH MANAGEMENT INC. 650 8,000 0.02%
7 BANK OF MONTREAL /CAN/ 1,350 18,000 0.03%
8 JPMORGAN CHASE & CO 2,055 27,000 0.05%
9 BALDWIN WEALTH PARTNERS LLC/MA 2,000 27,000 0.05%
10 Advisory Services Network, LLC 2,437 32,000 0.06%
11 Creative Planning 2,600 35,000 0.07%
12 AMERICAN INTERNATIONAL GROUP, INC. 2,814 38,000 0.07%
13 IFP ADVISORS, INC 3,275 44,000 0.08%
14 Vantage Investment Advisors, LLC 7,090 94,000 0.18%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,981 106,000 0.20%
16 Raab & Moskowitz Asset Management LLC 11,966 159,000 0.31%
17 BANK OF AMERICA CORP /DE/ 12,997 173,000 0.33%
18 Commonwealth Equity Services, Inc 13,103 174,000 0.33%
19 MSI Financial Services Inc 16,638 221,000 0.42%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,578 353,000 0.68%
21 MANDATUM LIFE INSURANCE CO LTD 27,531 365,000 0.70%
22 Cambridge Investment Research Advisors, Inc. 29,890 397,000 0.76%
23 INVESTMENT CENTERS OF AMERICA INC 35,367 470,000 0.90%
24 GUGGENHEIM CAPITAL LLC 48,960 651,000 1.25%
25 Freedom Investment Management, Inc. 56,341 749,000 1.44%
26 Janney Montgomery Scott LLC 85,597 1,138,000 2.19%
27 Partnervest Advisory Services LLC 88,066 1,170,000 2.25%
28 JANE STREET GROUP, LLC 97,743 1,299,000 2.50%
29 ENVESTNET ASSET MANAGEMENT INC 146,884 1,952,000 3.75%
30 ROYAL BANK OF CANADA 178,005 2,366,000 4.55%
31 MORGAN STANLEY 187,477 2,491,000 4.79%
32 LPL Financial LLC 230,829 3,008,000 5.78%
33 Gradient Investments LLC 324,807 4,317,000 8.30%
34 AVIANCE CAPITAL MANAGEMENT, LLC 2,266,470 30,121,000 57.91%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.