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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 23 Institutional holders with a total value of $20,606,813.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 362,727 9,263,000 44.95%
2 BB&T SECURITIES, LLC 11,336 2,895,000 14.05%
3 LMCG INVESTMENTS, LLC 96,665 2,469,000 11.98%
4 US BANCORP \DE\ 48,785 1,246,000 6.05%
5 JANE STREET GROUP, LLC 36,883 942,000 4.57%
6 RAYMOND JAMES & ASSOCIATES 35,023 894,000 4.34%
7 LPL Financial LLC 18,846 481,000 2.33%
8 SYNOVUS FINANCIAL CORP 14,015 358,000 1.74%
9 MORGAN STANLEY 13,203 338,000 1.64%
10 CREDIT SUISSE AG/ 12,238 313,000 1.52%
11 AMERIPRISE FINANCIAL INC 12,185 311,000 1.51%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,413 291,000 1.41%
13 ROYAL BANK OF CANADA 10,245 262,000 1.27%
14 Jefferies Group LLC 8,500 217,000 1.05%
15 UBS AG 5,254 134,000 0.65%
16 CITIGROUP INC 3,100 79,000 0.38%
17 BANK OF AMERICA CORP /DE/ 2,003 51,000 0.25%
18 Madden Advisory Services, Inc. 1,000 26,000 0.13%
19 ENVESTNET ASSET MANAGEMENT INC 455 12,000 0.06%
20 WELLS FARGO & COMPANY/MN 383 10,000 0.05%
21 WFG Advisors, LP 410 10,000 0.05%
22 CANADA LIFE ASSURANCE Co 120 3,000 0.01%
23 AMERICAN INTERNATIONAL GROUP, INC. 71 1,813 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.