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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 25 Institutional holders with a total value of $18,774,034.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 322,191 6,969,000 37.12%
2 LMCG INVESTMENTS, LLC 150,976 3,266,000 17.40%
3 RAYMOND JAMES & ASSOCIATES 126,396 2,734,000 14.56%
4 JANE STREET GROUP, LLC 83,172 1,799,000 9.58%
5 US BANCORP \DE\ 48,785 1,055,000 5.62%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,545 488,000 2.60%
7 LPL Financial LLC 18,651 419,000 2.23%
8 ROYAL BANK OF CANADA 17,729 383,000 2.04%
9 MassMutual Private Wealth & Trust, FSB 15,231 378,034 2.01%
10 SG Americas Securities, LLC 17,238 373,000 1.99%
11 BB&T SECURITIES, LLC 15,832 342,000 1.82%
12 ENVESTNET ASSET MANAGEMENT INC 10,898 236,000 1.26%
13 MORGAN STANLEY 3,863 84,000 0.45%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,185 69,000 0.37%
15 UBS Group AG 2,543 55,000 0.29%
16 BANK OF AMERICA CORP /DE/ 1,156 25,000 0.13%
17 CITIGROUP INC 1,100 24,000 0.13%
18 SIGNATUREFD, LLC 1,070 23,000 0.12%
19 Madden Advisory Services, Inc. 1,000 21,000 0.11%
20 KRILOGY FINANCIAL LLC 850 20,000 0.11%
21 WELLS FARGO & COMPANY/MN 262 6,000 0.03%
22 Creative Planning 91 2,000 0.01%
23 AMERICAN INTERNATIONAL GROUP, INC. 71 2,000 0.01%
24 Hudock, Inc. 70 1,000 0.01%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.