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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 28 Institutional holders with a total value of $23,440,997.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 377,266 9,363,000 39.94%
2 BB&T SECURITIES, LLC 14,649 3,635,000 15.51%
3 LMCG INVESTMENTS, LLC 105,304 2,614,000 11.15%
4 CITIGROUP INC 53,100 1,318,000 5.62%
5 US BANCORP \DE\ 48,785 1,211,000 5.17%
6 RAYMOND JAMES & ASSOCIATES 35,196 874,000 3.73%
7 ROYAL BANK OF CANADA 30,003 744,000 3.17%
8 COOKSON PEIRCE & CO INC 26,080 647,000 2.76% SH
9 LPL Financial LLC 19,252 474,000 2.02%
10 MassMutual Private Wealth & Trust, FSB 15,231 378,033 1.61%
11 CREDIT SUISSE AG/ 13,681 340,000 1.45%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,017 323,000 1.38%
13 JANE STREET GROUP, LLC 12,087 300,000 1.28%
14 Virtu KCG Holdings LLC 10,584 263,000 1.12%
15 Placemark Investments, Inc. 8,036 201,000 0.86%
16 SYNOVUS FINANCIAL CORP 7,205 179,000 0.76%
17 UBS AG 7,061 175,000 0.75%
18 AMERIPRISE FINANCIAL INC 4,521 112,000 0.48%
19 MORGAN STANLEY 4,052 100,000 0.43%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,500 62,000 0.26%
21 WELLS FARGO & COMPANY/MN 2,034 51,000 0.22%
22 WFG Advisors, LP 1,195 30,000 0.13%
23 Madden Advisory Services, Inc. 1,000 25,000 0.11%
24 ENVESTNET ASSET MANAGEMENT INC 225 6,000 0.03%
25 Waverly Advisors, LLC 240 6,000 0.03%
26 AMERICAN INTERNATIONAL GROUP, INC. 200 4,964 0.02%
27 CANADA LIFE ASSURANCE Co 120 3,000 0.01%
28 Hudock, Inc. 64 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.