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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 25 Institutional holders with a total value of $19,940,702.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 297,699 7,087,000 35.54%
2 BB&T SECURITIES, LLC 15,558 3,704,000 18.58%
3 LMCG INVESTMENTS, LLC 147,377 3,509,000 17.60%
4 US BANCORP \DE\ 48,801 1,162,000 5.83%
5 ROYAL BANK OF CANADA 41,668 992,000 4.97%
6 RAYMOND JAMES & ASSOCIATES 39,047 930,000 4.66%
7 MassMutual Private Wealth & Trust, FSB 23,436 558,011 2.80%
8 JANE STREET GROUP, LLC 20,470 487,000 2.44%
9 LPL Financial LLC 18,887 452,000 2.27%
10 SG Americas Securities, LLC 16,801 400,000 2.01%
11 Virtu KCG Holdings LLC 10,970 261,000 1.31%
12 MORGAN STANLEY 5,082 121,000 0.61%
13 CITIGROUP INC 5,000 119,000 0.60%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,700 64,000 0.32%
15 BANK OF AMERICA CORP /DE/ 1,525 36,000 0.18%
16 SIGNATUREFD, LLC 1,070 25,000 0.13%
17 WFG Advisors, LP 410 10,000 0.05%
18 UBS Group AG 321 8,000 0.04%
19 CANADA LIFE ASSURANCE Co 220 5,000 0.03%
20 WELLS FARGO & COMPANY/MN 183 4,000 0.02%
21 Hudock, Inc. 70 2,000 0.01%
22 Creative Planning 91 2,000 0.01%
23 AMERICAN INTERNATIONAL GROUP, INC. 71 1,691 0.01%
24 Tower Research Capital LLC (TRC) 37 1,000 0.01%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.