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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 22 Institutional holders with a total value of $20,248,940.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 318,247 6,818,000 33.67%
2 ROYAL BANK OF CANADA 196,217 4,203,000 20.76%
3 RAYMOND JAMES & ASSOCIATES 127,905 2,740,000 13.53%
4 JANE STREET GROUP, LLC 93,877 2,011,000 9.93%
5 US BANCORP \DE\ 48,785 1,045,000 5.16%
6 LPL Financial LLC 37,302 778,000 3.84%
7 MassMutual Private Wealth & Trust, FSB 29,074 622,940 3.08%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,531 461,000 2.28%
9 SG Americas Securities, LLC 16,811 360,000 1.78%
10 BB&T SECURITIES, LLC 16,656 356,000 1.76%
11 CITADEL ADVISORS LLC 14,071 301,000 1.49%
12 ENVESTNET ASSET MANAGEMENT INC 10,574 227,000 1.12%
13 BANK OF AMERICA CORP /DE/ 4,104 88,000 0.43%
14 MORGAN STANLEY 3,572 77,000 0.38%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,089 66,000 0.33%
16 UBS Group AG 1,977 42,000 0.21%
17 CITIGROUP INC 1,100 24,000 0.12%
18 SIGNATUREFD, LLC 1,075 23,000 0.11%
19 WELLS FARGO & COMPANY/MN 146 3,000 0.01%
20 AMERICAN INTERNATIONAL GROUP, INC. 71 2,000 0.01%
21 Hudock, Inc. 70 1,000 0.00%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.