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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 17 Institutional holders with a total value of $6,156,739.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 144,373 2,739,000 44.49%
2 US BANCORP \DE\ 48,881 927,000 15.06%
3 CITADEL ADVISORS LLC 32,849 623,000 10.12%
4 MassMutual Private Wealth & Trust, FSB 28,452 539,734 8.77%
5 SG Americas Securities, LLC 26,860 510,000 8.28%
6 BB&T SECURITIES, LLC 17,546 361,000 5.86%
7 UBS Group AG 14,025 266,000 4.32%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,931 56,000 0.91%
9 MORGAN STANLEY 2,075 39,000 0.63%
10 ENVESTNET ASSET MANAGEMENT INC 2,006 36,000 0.58%
11 CITIGROUP INC 1,100 21,000 0.34%
12 BANK OF AMERICA CORP /DE/ 900 17,000 0.28%
13 WELLS FARGO & COMPANY/MN 646 12,000 0.19%
14 Sunbelt Securities, Inc. 422 8,005 0.13%
15 ADVISOR GROUP, INC. 71 1,000 0.02%
16 FIFTH THIRD BANCORP 29 1,000 0.02%
17 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.