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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 18 Institutional holders with a total value of $16,021,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 295,785 6,095,000 38.04%
2 ROYAL BANK OF CANADA 189,310 3,901,000 24.35%
3 RAYMOND JAMES & ASSOCIATES 114,128 2,352,000 14.68%
4 US BANCORP \DE\ 48,785 1,005,000 6.27%
5 JANE STREET GROUP, LLC 38,190 787,000 4.91%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,228 747,000 4.66%
7 BB&T SECURITIES, LLC 17,546 361,000 2.25%
8 UBS Group AG 12,676 261,000 1.63%
9 SG Americas Securities, LLC 8,309 171,000 1.07%
10 ENVESTNET ASSET MANAGEMENT INC 7,814 161,000 1.00%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,133 65,000 0.41%
12 MORGAN STANLEY 2,496 51,000 0.32%
13 CITIGROUP INC 1,100 23,000 0.14%
14 BANK OF AMERICA CORP /DE/ 900 19,000 0.12%
15 WELLS FARGO & COMPANY/MN 699 14,000 0.09%
16 ADVISOR GROUP, INC. 388 7,000 0.04%
17 Hudock, Inc. 72 1,000 0.01%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.