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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 24 Institutional holders with a total value of $18,836,241.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 326,727 6,894,000 36.60%
2 ROYAL BANK OF CANADA 202,483 4,272,000 22.68%
3 RAYMOND JAMES & ASSOCIATES 129,001 2,722,000 14.45%
4 US BANCORP \DE\ 48,785 1,029,000 5.46%
5 LPL Financial LLC 36,020 745,000 3.96%
6 MassMutual Private Wealth & Trust, FSB 30,727 648,337 3.44%
7 UBS Group AG 27,304 576,000 3.06%
8 BB&T SECURITIES, LLC 17,602 371,000 1.97%
9 SG Americas Securities, LLC 16,811 355,000 1.88%
10 CITADEL ADVISORS LLC 14,994 316,000 1.68%
11 Virtu KCG Holdings LLC 11,522 243,000 1.29%
12 JANE STREET GROUP, LLC 11,482 242,000 1.28%
13 ENVESTNET ASSET MANAGEMENT INC 9,035 191,000 1.01%
14 MORGAN STANLEY 3,722 79,000 0.42%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,049 64,000 0.34%
16 BANK OF AMERICA CORP /DE/ 1,124 24,000 0.13%
17 CITIGROUP INC 1,100 23,000 0.12%
18 SIGNATUREFD, LLC 1,075 23,000 0.12%
19 Sunbelt Securities, Inc. 422 8,904 0.05%
20 WELLS FARGO & COMPANY/MN 347 7,000 0.04%
21 Hudock, Inc. 72 1,000 0.01%
22 Creative Planning 69 1,000 0.01%
23 AMERICAN INTERNATIONAL GROUP, INC. 71 1,000 0.01%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.