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GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 16 Institutional holders with a total value of $83,096,867.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 2,451,395 41,355,000 49.77%
2 BB&T SECURITIES, LLC 201,471 33,988,000 40.90%
3 RAYMOND JAMES & ASSOCIATES 127,126 2,145,000 2.58%
4 MORGAN STANLEY 110,645 1,867,000 2.25%
5 BANK OF AMERICA CORP /DE/ 94,776 1,599,000 1.92%
6 Virtu KCG Holdings LLC 44,296 747,000 0.90%
7 JANE STREET GROUP, LLC 42,088 710,000 0.85%
8 Cetera Advisors LLC 11,755 197,000 0.24%
9 ROYAL BANK OF CANADA 8,910 150,000 0.18%
10 AMERICAN INTERNATIONAL GROUP, INC. 7,461 125,867 0.15%
11 ENVESTNET ASSET MANAGEMENT INC 7,135 120,000 0.14%
12 Creative Planning 2,131 36,000 0.04%
13 UBS AG 1,164 20,000 0.02%
14 US BANCORP \DE\ 1,000 17,000 0.02%
15 PRIVATE TRUST CO NA 700 12,000 0.01%
16 FIFTH THIRD BANCORP 500 8,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.