Dark
Light
System
Security
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 35 Institutional holders with a total value of $44,653,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Carroll Financial Associates, Inc. 817,822 9,396,000 21.04%
2 Cetera Advisor Networks LLC 505,895 5,806,000 13.00%
3 MORGAN STANLEY 428,948 4,928,000 11.04%
4 Virtu Financial LLC 308,175 3,538,000 7.92%
5 FOSTER & MOTLEY INC 271,937 3,125,000 7.00%
6 RAYMOND JAMES & ASSOCIATES 213,475 2,453,000 5.49%
7 JOHNSON INVESTMENT COUNSEL INC 189,375 2,175,000 4.87%
8 NORTHWEST INVESTMENT COUNSELORS, LLC 150,322 1,727,000 3.87%
9 LPL Financial LLC 141,826 1,551,000 3.47%
10 Klingman & Associates, LLC 130,992 1,505,000 3.37%
11 BANK OF AMERICA CORP /DE/ 130,461 1,499,000 3.36%
12 REGENTATLANTIC CAPITAL LLC 108,181 1,243,000 2.78%
13 AMERIPRISE FINANCIAL INC 74,164 852,000 1.91%
14 JANE STREET GROUP, LLC 66,252 761,000 1.70%
15 Raymond James Financial Services Advisors, Inc. 61,493 707,000 1.58%
16 Virtu KCG Holdings LLC 49,964 574,000 1.29%
17 Ancora Advisors LLC 45,768 526,000 1.18%
18 Callan Capital, LLC 32,503 373,000 0.84%
19 DIVIDEND ASSETS CAPITAL, LLC 29,435 338,000 0.76%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,144 324,000 0.73%
21 M&T BANK CORP 21,986 253,000 0.57%
22 AMERICAN FINANCIAL GROUP INC 18,369 211,000 0.47%
23 UBS Group AG 12,524 144,000 0.32%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,825 135,000 0.30%
25 IFP ADVISORS, INC 10,971 126,000 0.28%
26 Concert Wealth Management Inc. 10,400 120,000 0.27%
27 Koshinski Asset Management, Inc. 10,309 118,000 0.26%
28 CITIGROUP INC 5,637 65,000 0.15%
29 AMERICAN INTERNATIONAL GROUP, INC. 2,562 29,000 0.06%
30 ROYAL BANK OF CANADA 2,143 25,000 0.06%
31 Focused Wealth Management, Inc 1,600 18,000 0.04%
32 Transamerica Financial Advisors, LLC 356 5,000 0.01%
33 FIFTH THIRD BANCORP 200 2,000 0.00%
34 MSI Financial Services Inc 83 1,000 0.00%
35 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.