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GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 26 Institutional holders with a total value of $141,200,715.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 4,167,001 74,756,000 52.94%
2 RAYMOND JAMES & ASSOCIATES 1,099,572 19,726,000 13.97%
3 MORGAN STANLEY 944,791 16,950,000 12.00%
4 BB&T SECURITIES, LLC 499,940 8,968,000 6.35%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 382,997 6,871,000 4.87%
6 ENVESTNET ASSET MANAGEMENT INC 241,862 4,339,000 3.07%
7 BANK OF AMERICA CORP /DE/ 103,657 1,860,000 1.32%
8 LPL Financial LLC 79,372 1,393,000 0.99%
9 Callan Capital, LLC 70,827 1,271,000 0.90%
10 ROYAL BANK OF CANADA 64,374 1,155,000 0.82%
11 Koshinski Asset Management, Inc. 39,627 711,000 0.50%
12 DIVIDEND ASSETS CAPITAL, LLC 35,985 646,000 0.46%
13 M&T BANK CORP 31,516 565,000 0.40%
14 Transamerica Financial Advisors, LLC 25,260 454,000 0.32%
15 AMERICAN FINANCIAL GROUP INC 18,369 329,000 0.23%
16 UBS Group AG 16,500 296,000 0.21%
17 TRUST CO 11,300 203,000 0.14%
18 MANAGED ACCOUNT ADVISORS LLC 10,796 194,000 0.14%
19 AMERICAN INTERNATIONAL GROUP, INC. 8,847 158,715 0.11%
20 SIGNATUREFD, LLC 7,806 140,000 0.10%
21 CITIGROUP INC 5,500 99,000 0.07%
22 WELLS FARGO & COMPANY/MN 3,374 61,000 0.04%
23 PNC FINANCIAL SERVICES GROUP, INC. 1,269 23,000 0.02%
24 FIFTH THIRD BANCORP 925 17,000 0.01%
25 Hudock, Inc. 869 15,000 0.01%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.