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GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 34 Institutional holders with a total value of $61,005,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 REGENTATLANTIC CAPITAL LLC 977,197 11,345,000 18.60%
2 Carroll Financial Associates, Inc. 927,189 10,764,000 17.64%
3 Cetera Advisor Networks LLC 604,445 7,019,000 11.51%
4 MORGAN STANLEY 599,027 6,955,000 11.40%
5 RAYMOND JAMES & ASSOCIATES 506,236 5,877,000 9.63%
6 BANK OF AMERICA CORP /DE/ 321,396 3,732,000 6.12%
7 FOSTER & MOTLEY INC 316,749 3,677,000 6.03%
8 JOHNSON INVESTMENT COUNSEL INC 229,625 2,665,000 4.37%
9 LPL Financial LLC 141,697 1,665,000 2.73%
10 Virtu Financial LLC 125,419 1,456,000 2.39%
11 JANE STREET GROUP, LLC 85,732 995,000 1.63%
12 NORTHWEST INVESTMENT COUNSELORS, LLC 77,235 897,000 1.47%
13 Klingman & Associates, LLC 73,991 859,000 1.41%
14 Callan Capital, LLC 32,503 377,000 0.62%
15 Raymond James Financial Services Advisors, Inc. 32,478 377,000 0.62%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,810 369,000 0.60%
17 UBS Group AG 28,970 336,000 0.55%
18 Virtu KCG Holdings LLC 28,734 334,000 0.55%
19 ROYAL BANK OF CANADA 24,204 281,000 0.46%
20 M&T BANK CORP 22,038 256,000 0.42%
21 AMERICAN FINANCIAL GROUP INC 18,369 213,000 0.35%
22 CREDIT SUISSE AG/ 11,326 131,000 0.21%
23 Concert Wealth Management Inc. 10,400 121,000 0.20%
24 IFP ADVISORS, INC 9,382 109,000 0.18%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,029 70,000 0.11%
26 CITIGROUP INC 5,637 65,000 0.11%
27 AMERICAN INTERNATIONAL GROUP, INC. 2,705 31,000 0.05%
28 Focused Wealth Management, Inc 1,600 19,000 0.03%
29 Transamerica Financial Advisors, LLC 554 7,000 0.01%
30 FIFTH THIRD BANCORP 200 2,000 0.00%
31 MSI Financial Services Inc 83 1,000 0.00%
32 PNC FINANCIAL SERVICES GROUP, INC. 26 0 0.00%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%
34 CUTLER GROUP LLC / CA 12,100 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.